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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 177 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3521 CNA CNA FINL CORP Financial Services 651.0 $30K +334.0 +105.4% $45.92 -3.5%
3522 SPB SPECTRUM BRANDS HOLDINGS INC Consumer Defensive 404.0 $30K +164.0 +68.3% $73.88 +0.8%
3523 SCM STELLUS CAP INVT CORP Financial Services 3,234.0 $30K +104.0 +3.3% $9.21 -0.9%
3524 INFQ INFLEQTION INC Technology 3,035.0 $30K NEW $9.81 +49.8%
3525 HGV HILTON GRAND VACATIONS INC Consumer Cyclical 760.0 $30K +386.0 +103.2% $39.12 +25.2%
3526 UITB VICTORY PORTFOLIOS II 630.0 $30K -976.0 -60.8% $47.05 -1.2%
3527 FPS FORGENT POWER SOLUTIONS INC Industrials 1,012.0 $30K NEW $29.27 +65.8%
3528 XPRO EXPRO GROUP HOLDINGS NV Energy 1,699.0 $30K +1K +398.2% $17.41 -2.5%
3529 CABO CABLE ONE INC Communication Services 324.0 $30K +246.0 +315.4% $91.25 -47.7%
3530 AMPX AMPRIUS TECHNOLOGIES INC Industrials 1,751.0 $30K +1K +365.7% $16.86 -9.3%
3531 NUDM NUSHARES ETF TR 817.0 $30K +96.0 +13.3% $36.11 +7.4%
3532 NTGR NETGEAR INC Technology 1,349.0 $29K +901.0 +201.1% $21.84 +13.9%
3533 STEW SRH TOTAL RETURN FUND INC Financial Services 1,719.0 $29K +19.0 +1.1% $17.10 +2.8%
3534 YELP YELP INC Communication Services 1,186.0 $29K +28.0 +2.4% $24.74 -9.2%
3535 CVSA COVISTA INC Consumer Cyclical 254.0 $29K +137.0 +117.1% $115.25 +7.7%
3536 TDAY USA TODAY CO INC Communication Services 4,143.0 $29K +3K +278.4% $7.05 +5.7%
3537 CRC CALIFORNIA RES CORP Energy 421.0 $29K -140.0 -25.0% $69.36 -10.2%
3538 SCL STEPAN CO Basic Materials 582.0 $29K $50.04 +1.4%
3539 ESP ESPEY MFG & ELECTRS CORP Industrials 525.0 $29K NEW $55.47 +3.8%
3540 MAX MEDIAALPHA INC Communication Services 3,127.0 $29K +322.0 +11.5% $9.30 -11.1%
Page 177 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%