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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 170 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3381 HBNC HORIZON BANCORP IND Financial Services 2,477.0 $41K +2K +381.9% $16.57 +11.2%
3382 FWRG FIRST WATCH RESTAURANT GROUP Consumer Cyclical 3,910.0 $41K -243.0 -5.8% $10.48 +8.2%
3383 SAM BOSTON BEER INC Consumer Defensive 177.0 $41K +23.0 +14.9% $230.40 -20.4%
3384 LINC LINCOLN EDL SVCS CORP Consumer Defensive 1,000.0 $41K $40.68 +15.1%
3385 SMAY FIRST TR EXCHNG TRADED FD VI 1,545.0 $41K -87.0 -5.3% $26.31 +4.3%
3386 UAMY UNITED STATES ANTIMONY CORP Basic Materials 4,642.0 $41K +4K +364.2% $8.73 -4.6%
3387 GLOB GLOBANT S A Technology 877.0 $40K +404.0 +85.4% $46.11 -11.9%
3388 JMTG J P MORGAN EXCHANGE TRADED F 791.0 $40K +536.0 +210.2% $51.00 -1.3%
3389 SKT TANGER INC Real Estate 1,181.0 $40K +766.0 +184.6% $34.00 +4.8%
3390 WS WORTHINGTON STL INC Basic Materials 1,320.0 $40K +570.0 +76.0% $30.35 +29.0%
3391 MVBF MVB FINL CORP Financial Services 1,612.0 $40K NEW $24.83 +4.0%
3392 OPLN OPENLANE INC Consumer Cyclical 1,373.0 $40K -1K -43.3% $29.15 +20.2%
3393 TENAX THERAPEUTICS INC 2,501.0 $40K +2K +10000.0% $15.99
3394 JTEK J P MORGAN EXCHANGE TRADED F 500.0 $40K NEW $79.54 +29.9%
3395 AZTA AZENTA INC Healthcare 1,880.0 $40K +488.0 +35.1% $21.13 -7.5%
3396 SANA SANA BIOTECHNOLOGY INC Healthcare 13,765.0 $40K +4K +43.6% $2.88 +8.0%
3397 PRGO PERRIGO CO PLC Healthcare 3,681.0 $40K +2K +182.3% $10.74 +3.9%
3398 COCO VITA COCO CO INC Consumer Defensive 825.0 $40K -494.0 -37.5% $47.91 +64.5%
3399 MCH MATTHEWS ASIA FDS 1,500.0 $39K $26.32 +9.0%
3400 FMS FRESENIUS MEDICAL CARE AG Healthcare 1,750.0 $39K +860.0 +96.6% $22.56 -0.3%
Page 170 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%