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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 167 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3321 PRKS UNITED PARKS & RESORTS INC Consumer Cyclical 1,413.0 $46K +562.0 +66.0% $32.66 +6.2%
3322 MESOBLAST LTD 3,000.0 $46K NEW $15.38
3323 XHR XENIA HOTELS & RESORTS INC Real Estate 3,095.0 $46K +2K +119.7% $14.83 +13.9%
3324 NVAX NOVAVAX INC Healthcare 5,633.0 $46K +2K +58.5% $8.14 +10.3%
3325 SGRY SURGERY PARTNERS INC Healthcare 3,843.0 $46K +2K +98.3% $11.92 +13.2%
3326 FSCS FIRST TR EXCHANGE TRADED FD 1,300.0 $46K $35.20 +0.7%
3327 EAF GRAFTECH INTL LTD SR NT Industrials 6,749.0 $46K $6.78 +27.0%
3328 AGZD WISDOMTREE TR 2,024.0 $46K NEW $22.55 +0.5%
3329 AMPY AMPLIFY ENERGY CORP NEW Energy 7,307.0 $46K -3K -28.7% $6.24 -19.1%
3330 PHAT PHATHOM PHARMACEUTICALS INC Healthcare 4,095.0 $45K +4K +2541.9% $11.11 +6.8%
3331 DWAS INVESCO EXCH TRADED FD TR II 460.0 $45K $98.48 +15.0%
3332 DRS LEONARDO DRS INC Industrials 1,016.0 $45K +81.0 +8.7% $44.52 +0.1%
3333 CON CONCENTRA GROUP HOLDINGS PAR Healthcare 2,107.0 $45K +1K +161.4% $21.46 +19.2%
3334 PAC GRUPO AEROPORTUNARIO DEL PAC Industrials 183.0 $45K +168.0 +1120.0% $246.87 -1.1%
3335 SLRC SLR INVESTMENT CORP Financial Services 3,147.0 $45K -3K -50.2% $14.31 -8.4%
3336 BBSI BARRETT BUSINESS SVCS INC Industrials 1,539.0 $45K +1K +398.1% $29.18 +6.3%
3337 SOCL GLOBAL X FDS 1,036.0 $45K -2K -61.8% $43.30 +2.9%
3338 GRBK GREEN BRICK PARTNERS INC Consumer Cyclical 696.0 $45K +370.0 +113.5% $64.45 +3.2%
3339 LIBERTY GLOBAL LTD 3,707.0 $45K $12.09
3340 WEN WENDYS CO Consumer Cyclical 6,445.0 $45K -4K -39.1% $6.95 +11.5%
Page 167 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%