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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 166 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3301 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 2,868.0 $48K $16.60 +0.8%
3302 DMBS DOUBLELINE ETF TRUST 958.0 $47K NEW $49.38 -1.5%
3303 NNY NUVEEN N Y MUN VALUE FD Financial Services 5,661.0 $47K +38.0 +0.7% $8.35 +0.3%
3304 DRUP GRANITESHARES ETF TR 863.0 $47K $54.74 +12.0%
3305 BBHY J P MORGAN EXCHANGE TRADED F 1,030.0 $47K -608.0 -37.1% $45.83 +0.3%
3306 G GENPACT LIMITED Technology 1,266.0 $47K -3K -69.4% $37.29 -14.2%
3307 SMLV SPDR SERIES TRUST 344.0 $47K $137.08 +7.3%
3308 HBB HAMILTON BEACH BRANDS HLDG C Consumer Cyclical 2,487.0 $47K NEW $18.95 +2.9%
3309 AVMV AMERICAN CENTY ETF TR 635.0 $47K NEW $74.18 +5.6%
3310 GLBE GLOBAL E ONLINE LTD Consumer Cyclical 1,525.0 $47K $30.85 -2.3%
3311 SGMT SAGIMET BIOSCIENCES INC Healthcare 9,000.0 $47K $5.22 +27.3%
3312 CHEF CHEFS WHSE INC Consumer Defensive 790.0 $47K +442.0 +127.0% $59.45 +31.3%
3313 TX TERNIUM SA Basic Materials 1,168.0 $47K $40.17 +10.9%
3314 MAREX GROUP PLC 1,043.0 $47K -137.0 -11.6% $44.61
3315 RPAY REPAY HLDGS CORP Technology 17,875.0 $46K $2.60 +27.3%
3316 MRCY MERCURY SYS INC Industrials 636.0 $46K -17.0 -2.6% $72.91 +32.2%
3317 ENERGY TRANSFER L P 4,000.0 $46K NEW $11.57
3318 MDU MDU RES GROUP INC Industrials 2,232.0 $46K +131.0 +6.2% $20.72 +5.4%
3319 IMMUNITYBIO INC 6,020.0 $46K +5K +366.7% $7.67
3320 OLP ONE LIBERTY PPTYS INC Real Estate 2,151.0 $46K +2K +399.1% $21.46 +8.9%
Page 166 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%