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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 164 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3261 UE URBAN EDGE PPTYS Real Estate 2,568.0 $51K +2K +225.9% $19.98 +11.5%
3262 XXI TWENTY ONE CAP INC Financial Services 8,000.0 $51K NEW $6.40 +14.4%
3263 BLBD BLUE BIRD CORP Consumer Cyclical 900.0 $51K +125.0 +16.1% $56.79 +16.7%
3264 DNA GINKGO BIOWORKS HOLDINGS INC Healthcare 8,337.0 $51K +425.0 +5.4% $6.13 +37.2%
3265 JBT MAREL CORPORATION 398.0 $51K -170.0 -29.9% $127.92
3266 HIGHLAND OPPS & INCOME FD 8,898.0 $51K +4K +71.8% $5.71
3267 BCX BLACKROCK RES & COMMODITIES Financial Services 4,212.0 $51K +97.0 +2.4% $12.05 -0.1%
3268 MNDY MONDAY COM LTD Technology 734.0 $51K +447.0 +155.8% $69.11 +14.4%
3269 FYT FIRST TR EXCHANGE-TRADED ALP 817.0 $50K $61.79 +6.0%
3270 OCUL OCULAR THERAPEUTIX INC Healthcare 5,957.0 $50K +3K +131.6% $8.47 -2.8%
3271 LEG LEGGETT & PLATT INC Consumer Cyclical 5,088.0 $50K +5K +1596.0% $9.88 +1.1%
3272 HAE HAEMONETICS CORP MASS Healthcare 891.0 $50K +13.0 +1.5% $56.36 +16.2%
3273 COUR COURSERA INC Consumer Defensive 8,624.0 $50K +6K +192.5% $5.82 -8.6%
3274 PPTA PERPETUA RESOURCES CORP Basic Materials 1,784.0 $50K +724.0 +68.3% $28.12 -10.0%
3275 NUSA NUSHARES ETF TR 2,149.0 $50K $23.31 -0.7%
3276 PHI PLDT INC Communication Services 2,381.0 $50K NEW $21.04 -10.3%
3277 PARR PAR PAC HOLDINGS INC Energy 799.0 $50K -1K -59.3% $62.64 -6.1%
3278 XRAY DENTSPLY SIRONA INC Healthcare 4,309.0 $50K +2K +108.0% $11.60 -12.0%
3279 U HAUL HOLDING COMPANY 1,117.0 $50K -527.0 -32.1% $44.67
3280 THNQ EXCHANGE TRADED CONCEPTS TRU 845.0 $50K -350.0 -29.3% $59.03 +43.5%
Page 164 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%