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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 163 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3241 INVESCO EXCH TRADED FD TR II 2,000.0 $53K $26.71
3242 VIOG VANGUARD ADMIRAL FDS INC 428.0 $53K $124.72 +11.5%
3243 ISHARES TR 2,701.0 $53K +760.0 +39.2% $19.72
3244 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 1,573.0 $53K +10.0 +0.6% $33.85 +53.1%
3245 SHBI SHORE BANCSHARES INC Financial Services 2,846.0 $53K +19.0 +0.7% $18.68 +8.2%
3246 CEFS EXCHANGE LISTED FDS TR 2,347.0 $53K +69.0 +3.0% $22.55 +10.3%
3247 PAY PAYMENTUS HOLDINGS INC Technology 2,074.0 $53K NEW $25.40 -7.7%
3248 HCKT HACKETT GROUP INC Technology 4,047.0 $53K +3K +367.9% $13.01 -14.6%
3249 STNE STONECO LTD Technology 3,717.0 $52K +2K +69.0% $14.12 -22.1%
3250 AROC ARCHROCK INC Energy 1,507.0 $52K -7K -81.3% $34.81 +7.0%
3251 GOLD GOLD COM INC Financial Services 1,302.0 $52K +702.0 +117.0% $40.11 +8.2%
3252 TOV EA SERIES TRUST 1,908.0 $52K $27.35 +14.3%
3253 BFH BREAD FINANCIAL HOLDINGS INC Financial Services 695.0 $52K +44.0 +6.8% $74.89 +15.6%
3254 HTEC EXCHANGE TRADED CONCEPTS TRU 1,575.0 $52K +593.0 +60.4% $33.03 +3.5%
3255 FOR FORESTAR GROUP INC Real Estate 2,124.0 $52K -85.0 -3.9% $24.44 +6.1%
3256 VECO VEECO INSTRS INC DEL Technology 1,527.0 $52K -934.0 -38.0% $33.86 +75.9%
3257 FSV FIRSTSERVICE CORP NEW Real Estate 371.0 $52K +69.0 +22.9% $139.16 -5.4%
3258 XSMO INVESCO EXCHANGE TRADED FD T 677.0 $51K -22K -97.0% $76.02 +13.2%
3259 COMT ISHARES U S ETF TR 1,521.0 $51K +13.0 +0.9% $33.81 +3.5%
3260 RR RICHTECH ROBOTICS INC Industrials 24,578.0 $51K +2K +11.2% $2.09 +28.2%
Page 163 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%