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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 161 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3201 GSWO GOLDMAN SACHS ETF TR 1,015.0 $57K -700.0 -40.8% $56.30 +12.1%
3202 SLDP SOLID POWER INC Industrials 19,000.0 $57K $3.00 +2.0%
3203 EDIT EDITAS MEDICINE INC Healthcare 23,040.0 $57K $2.47 +11.7%
3204 MGNI MAGNITE INC Communication Services 4,782.0 $57K -4K -43.1% $11.88 +11.1%
3205 GSJY GOLDMAN SACHS ETF TR 1,166.0 $57K +1K +1589.9% $48.66 +6.7%
3206 MMS MAXIMUS INC Industrials 884.0 $57K -775.0 -46.7% $64.17 -4.7%
3207 MG MISTRAS GROUP INC Industrials 3,830.0 $57K $14.78 +16.9%
3208 WCLD WISDOMTREE TR 2,070.0 $57K +664.0 +47.2% $27.33 +10.5%
3209 SPGM SPDR INDEX SHS FDS 746.0 $57K -217.0 -22.5% $75.77 +12.3%
3210 COGT COGENT BIOSCIENCES INC Healthcare 1,468.0 $57K +1K +351.7% $38.49 -15.1%
3211 HTBK HERITAGE COMM CORP Financial Services 4,520.0 $56K +788.0 +21.1% $12.48 +7.8%
3212 RSPM INVESCO EXCHANGE TRADED FD T 1,452.0 $56K $38.66 -0.8%
3213 DNOW DNOW INC Energy 4,710.0 $56K +291.0 +6.6% $11.91 +9.7%
3214 SLGN SILGAN HLDGS INC Consumer Cyclical 1,443.0 $56K -1K -46.0% $38.80 -2.3%
3215 ALHC ALIGNMENT HEALTHCARE INC Healthcare 3,178.0 $56K +3K +782.8% $17.62 -7.2%
3216 KGS KODIAK GAS SVCS INC Energy 957.0 $56K -33K -97.2% $58.37 +26.3%
3217 TRST TRUSTCO BK CORP N Y Financial Services 1,273.0 $56K +12.0 +0.9% $43.79 +14.8%
3218 HOOY TIDAL TRUST II 2,000.0 $56K +1K +100.0% $27.86 -4.9%
3219 AFBI AFFINITY BANCSHARES INC Financial Services 2,500.0 $56K $22.26 +1.0%
3220 ACLX ARCELLX INC Healthcare 484.0 $56K +387.0 +399.0% $114.82 +0.2%
Page 161 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%