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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 160 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3181 UEC URANIUM ENERGY CORP Energy 4,369.0 $59K +1K +50.7% $13.50 -3.6%
3182 NRIM NORTHRIM BANCORP INC Financial Services 2,573.0 $59K +2K +271.8% $22.88 +7.7%
3183 VESTA REAL ESTATE CORP 1,763.0 $59K -101.0 -5.4% $33.34
3184 DCRE DOUBLELINE ETF TRUST 1,130.0 $59K NEW $51.96 -0.5%
3185 MBBA BLACKROCK ETF TRUST II 1,179.0 $59K NEW $49.77 -0.9%
3186 LAND GLADSTONE LD CORP Real Estate 5,752.0 $59K $10.20 -5.6%
3187 PSKY PARAMOUNT SKYDANCE CORP Communication Services 6,496.0 $59K -417.0 -6.0% $9.02 +16.0%
3188 HAIN HAIN CELESTIAL GROUP INC Consumer Defensive 83,896.0 $59K $0.70 +11.5%
3189 EWM ISHARES INC 2,056.0 $58K +556.0 +37.1% $28.41 +2.9%
3190 GSAT GLOBALSTAR INC Communication Services 879.0 $58K +13.0 +1.5% $66.42 +25.0%
3191 MSM MSC INDL DIRECT INC Industrials 630.0 $58K +209.0 +49.6% $92.32 +15.4%
3192 COKE COCA COLA CONS INC Consumer Defensive 303.0 $58K -66.0 -17.9% $191.74 -8.5%
3193 NFTY FIRST TR EXCH TRD ALPHDX FD 1,123.0 $58K +203.0 +22.1% $51.54 +3.3%
3194 BJUN INNOVATOR ETFS TRUST 1,250.0 $58K $46.25 +5.6%
3195 SWBI SMITH & WESSON BRANDS INC Industrials 4,025.0 $58K $14.33 +8.0%
3196 CAE CAE INC Industrials 2,213.0 $58K +2K +613.9% $26.05 -11.1%
3197 NNI NELNET INC Financial Services 447.0 $58K +338.0 +310.1% $128.96 -0.0%
3198 MTCH MATCH GROUP INC NEW Communication Services 1,876.0 $58K -788.0 -29.6% $30.73 +16.5%
3199 MGTX MEIRAGTX HLDGS PLC Healthcare 6,650.0 $58K +520.0 +8.5% $8.66 +6.7%
3200 W WAYFAIR INC Consumer Cyclical 761.0 $57K +466.0 +158.0% $75.21 -10.8%
Page 160 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%