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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 157 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3121 OPP RIVERNORTH DOUBLELINE STRATE Financial Services 8,521.0 $65K +521.0 +6.5% $7.67 -0.5%
3122 PSN PARSONS CORP DEL Industrials 1,206.0 $65K +641.0 +113.5% $54.17 -0.8%
3123 CGON CG ONCOLOGY INC Healthcare 964.0 $65K +772.0 +402.1% $67.68 -5.1%
3124 ESPO VANECK ETF TRUST 720.0 $65K +142.0 +24.6% $90.59 -1.6%
3125 NG NOVAGOLD RESOURCES INC Basic Materials 7,263.0 $65K +4K +150.8% $8.98 -13.9%
3126 WING WINGSTOP INC Consumer Cyclical 420.0 $65K -101.0 -19.4% $155.11 -9.5%
3127 LXP INDUSTRIAL TRUST 1,408.0 $65K +818.0 +138.6% $46.26
3128 PPH VANECK ETF TRUST 627.0 $65K +352.0 +128.0% $103.88 +1.1%
3129 WOOF PETCO HEALTH & WELLNESS CO I Consumer Cyclical 23,423.0 $65K $2.78 -4.7%
3130 MSEX MIDDLESEX WTR CO Utilities 1,251.0 $65K -5K -79.4% $52.05 +0.1%
3131 PLXS PLEXUS CORP Technology 321.0 $65K +190.0 +145.0% $202.54 +31.2%
3132 SON SONOCO PRODS CO Consumer Cyclical 1,197.0 $65K -588.0 -32.9% $54.12 -8.8%
3133 GAP GAP INC Consumer Cyclical 2,676.0 $65K -3K -50.7% $24.20 -3.4%
3134 NFBK NORTHFIELD BANCORP INC DEL Financial Services 4,780.0 $65K +4K +1185.0% $13.54 +4.7%
3135 BBD BANCO BRADESCO S A Financial Services 17,717.0 $65K +11K +162.3% $3.65 -4.9%
3136 EOSE EOS ENERGY ENTERPRISES INC Industrials 13,001.0 $64K -3K -20.1% $4.96 +62.5%
3137 KSS KOHLS CORP Consumer Cyclical 4,980.0 $64K +2K +61.7% $12.90 +1.2%
3138 NUW NUVEEN AMT-FREE MUN VALUE FD Financial Services 4,482.0 $64K $14.33 -2.7%
3139 USA LIBERTY ALL STAR EQUITY FD Financial Services 11,521.0 $64K -5K -28.2% $5.55 +4.7%
3140 SRCE 1ST SOURCE CORP Financial Services 919.0 $64K +730.0 +386.2% $69.23 +6.8%
Page 157 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%