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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 155 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3081 TNL TRAVEL PLUS LEISURE CO Consumer Cyclical 1,005.0 $70K -236.0 -19.0% $69.25 -6.0%
3082 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 6,840.0 $70K $10.17 +0.4%
3083 HYCROFT MINING HOLDING CORP 1,976.0 $70K NEW $35.20
3084 NNE NANO NUCLEAR ENERGY INC Industrials 3,389.0 $69K +547.0 +19.2% $20.48 +30.5%
3085 CELC CELCUITY INC Healthcare 608.0 $69K +488.0 +406.7% $114.14 +21.1%
3086 NHI NATIONAL HEALTH INVS INC Real Estate 855.0 $69K -167.0 -16.3% $80.86 -5.5%
3087 UTG REAVES UTIL INCOME FD Financial Services 1,760.0 $69K $39.28 +8.3%
3088 SOUTH BOW CORP 2,072.0 $69K +829.0 +66.7% $33.33
3089 ETHO AMPLIFY ETF TR 1,044.0 $69K -3K -72.2% $66.08 +13.5%
3090 CXSE WISDOMTREE TR 1,819.0 $69K $37.82 +4.9%
3091 COMP COMPASS INC Technology 9,378.0 $69K +8K +721.9% $7.31 +14.9%
3092 PFSI PENNYMAC FINL SVCS INC NEW Financial Services 784.0 $69K +600.0 +326.1% $87.40 -1.7%
3093 FAN FIRST TR EXCHANGE-TRADED FD 2,769.0 $69K +269.0 +10.8% $24.74 +5.8%
3094 FMNB FARMERS NATIONAL BANC CORP Financial Services 5,200.0 $68K NEW $13.16 +7.4%
3095 IMCG ISHARES TR 867.0 $68K $78.79 +15.9%
3096 GLOF ISHARES TR 1,306.0 $68K NEW $52.12 +12.2%
3097 ALMONTY INDS INC 4,693.0 $68K +360.0 +8.3% $14.48
3098 ORRF ORRSTOWN FINL SVCS INC Financial Services 1,877.0 $68K +2K +397.9% $36.08 +1.5%
3099 MANU MANCHESTER UTD PLC NEW Communication Services 4,026.0 $68K +4K +10000.0% $16.82 +18.9%
3100 WOR WORTHINGTON ENTERPRISES INC Industrials 1,297.0 $68K +540.0 +71.3% $52.14 +5.8%
Page 155 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%