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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 150 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2981 IBCA ISHARES TR 3,224.0 $83K +24.0 +0.8% $25.65 -0.8%
2982 ACLS AXCELIS TECHNOLOGIES INC Technology 888.0 $83K -469.0 -34.6% $93.08 +68.6%
2983 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 1,318.0 $83K +761.0 +136.6% $62.70 +19.5%
2984 PFLD ETF SER SOLUTIONS 4,268.0 $83K $19.36 +1.4%
2985 CBON VANECK ETF TRUST 3,537.0 $82K -2K -41.4% $23.32 +2.0%
2986 NRIX NURIX THERAPEUTICS INC Healthcare 5,318.0 $82K +4K +397.9% $15.50 +12.9%
2987 KE KIMBALL ELECTRONICS INC Industrials 3,479.0 $82K +3K +397.0% $23.69 +3.8%
2988 IMVT IMMUNOVANT INC Healthcare 3,316.0 $82K +3K +395.7% $24.84 +37.5%
2989 YOU CLEAR SECURE INC Technology 1,685.0 $82K +577.0 +52.1% $48.42 +26.2%
2990 NMFC NEW MTN FIN CORP Financial Services 10,503.0 $82K -5K -31.4% $7.76 +2.3%
2991 LEA LEAR CORP Consumer Cyclical 671.0 $81K +95.0 +16.5% $121.24 +15.3%
2992 DBB INVESCO DB MULTI-SECTOR COMM Financial Services 3,461.0 $81K +3K +1354.2% $23.50 +10.2%
2993 OIS OIL STS INTL INC Energy 6,969.0 $81K +6K +397.8% $11.64 -24.0%
2994 GKOS GLAUKOS CORP Healthcare 753.0 $81K +552.0 +274.6% $107.66 +11.7%
2995 CRK COMSTOCK RES INC Energy 3,830.0 $81K +345.0 +9.9% $21.08 -33.9%
2996 UHAL U HAUL HOLDING COMPANY Industrials 1,689.0 $81K +2K +9835.3% $47.78 +7.9%
2997 CZNC CITIZENS & NORTHN CORP Financial Services 3,606.0 $81K +76.0 +2.1% $22.34 -5.7%
2998 LDUR PIMCO ETF TR 839.0 $80K +461.0 +122.0% $95.93 -0.5%
2999 FELV FIDELITY COVINGTON TRUST 2,302.0 $80K $34.92 +11.5%
3000 FSLY FASTLY INC Technology 2,761.0 $80K +2K +466.9% $29.06 -43.8%
Page 150 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%