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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 147 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2921 MMT MFS MULTIMARKET INCOME TR Financial Services 20,092.0 $93K $4.62 -2.8%
2922 SHE SPDR SERIES TRUST 724.0 $93K $127.81 +18.8%
2923 TECB ISHARES TR 1,662.0 $92K +35.0 +2.1% $55.48 +27.1%
2924 PKE PARK AEROSPACE CORP Industrials 3,358.0 $92K +3K +399.7% $27.38 +26.4%
2925 MARA MARA HOLDINGS INC Financial Services 11,265.0 $92K +4K +53.9% $8.16 +69.2%
2926 BGR BLACKROCK ENERGY & RES TR Financial Services 5,307.0 $92K +29.0 +0.6% $17.31 -5.4%
2927 FS SPECIALTY LENDING FD 7,330.0 $92K +7K +1192.8% $12.51
2928 TSMY TIDAL TRUST II 6,000.0 $92K +2K +50.0% $15.27 +6.9%
2929 CRDF CARDIFF ONCOLOGY INC Healthcare 56,500.0 $92K $1.62 +9.9%
2930 PAG PENSKE AUTOMOTIVE GRP INC Consumer Cyclical 611.0 $91K +102.0 +20.0% $149.75 +10.0%
2931 PK PARK HOTELS & RESORTS INC Real Estate 8,675.0 $91K -3K -25.4% $10.53 +9.3%
2932 SMPL SIMPLY GOOD FOODS CO Consumer Defensive 6,341.0 $91K +3K +114.9% $14.35 -17.4%
2933 WASH WASHINGTON TR BANCORP INC Financial Services 2,719.0 $91K +419.0 +18.2% $33.46 -4.1%
2934 RGEN REPLIGEN CORP Healthcare 771.0 $91K +192.0 +33.2% $117.82 -2.3%
2935 ALKS ALKERMES PLC Healthcare 2,566.0 $91K +1K +81.9% $35.36 +4.1%
2936 BSCT INVESCO EXCH TRD SLF IDX FD 4,857.0 $91K +3K +110.0% $18.66 -0.6%
2937 ASTRANA HEALTH INC 3,674.0 $90K +866.0 +30.8% $24.52
2938 NOV NOV INC Energy 4,786.0 $90K +2K +47.5% $18.81 +10.6%
2939 UYLD ANGEL OAK FUNDS TRUST 1,750.0 $89K -3K -65.4% $51.03 +0.2%
2940 ENERFLEX LTD 4,265.0 $89K $20.92
Page 147 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%