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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 143 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2841 VIRTUS EQUITY & CONV INCM FD 4,569.0 $107K $23.36
2842 FG F&G ANNUITIES & LIFE INC Financial Services 4,196.0 $106K -9K -68.5% $25.32 +10.4%
2843 AHR AMERICAN HEALTHCARE REIT INC Real Estate 2,242.0 $106K +781.0 +53.5% $47.16 +7.1%
2844 PECO PHILLIPS EDISON & CO INC Real Estate 2,815.0 $105K +460.0 +19.5% $37.42 +9.1%
2845 BHR BRAEMAR HOTELS & RESORTS INC Real Estate 44,562.0 $105K +4K +8.9% $2.36 +4.9%
2846 FRST PRIMIS FINANCIAL CORP Financial Services 7,913.0 $105K +5K +185.6% $13.28 +7.9%
2847 RDN RADIAN GROUP INC Financial Services 3,175.0 $105K +1K +57.6% $33.10 +9.0%
2848 PBDC PUTNAM ETF TRUST 3,790.0 $105K +3K +871.8% $27.59 -1.5%
2849 BCH BANCO DE CHILE Financial Services 2,821.0 $104K +3K +5657.1% $37.04 +3.4%
2850 KBR KBR INC Industrials 2,833.0 $104K -81.0 -2.8% $36.87 -9.0%
2851 CAR AVIS BUDGET GROUP INC Industrials 709.0 $103K +537.0 +312.2% $145.94 +12.4%
2852 OMEX ODYSSEY MARINE EXPL INC Industrials 123,749.0 $103K NEW $0.83 +35.4%
2853 NPK INTERNATIONAL INC 7,114.0 $103K +6K +398.2% $14.49
2854 BCO BRINKS CO Industrials 993.0 $103K +43.0 +4.5% $103.67 +3.2%
2855 LPX LOUISIANA PAC CORP Basic Materials 1,411.0 $103K -775.0 -35.5% $72.82 +0.9%
2856 ISHG ISHARES TR 1,382.0 $103K $74.23 +1.7%
2857 DDIV FIRST TR EXCHANGE TRADED FD 2,535.0 $103K $40.46 +11.3%
2858 PATK PATRICK INDS INC Consumer Cyclical 923.0 $103K -270.0 -22.6% $111.09 -17.5%
2859 POET POET TECHNOLOGIES INC Technology 17,256.0 $103K $5.94 +126.3%
2860 HMOP HARTFORD FDS EXCHANGE TRADED 2,645.0 $102K +24.0 +0.9% $38.75 +0.7%
Page 143 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%