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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 143 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2841 NBB NUVEEN TAXABLE MUNICPAL INM Financial Services 4,908.0 $78K NEW $15.80 +0.3%
2842 SOHO HOUSE & CO INC 8,650.0 $78K NEW $8.96
2843 CMDY ISHARES U S ETF TR 1,589.0 $77K NEW $48.76 +24.4%
2844 GCOR GOLDMAN SACHS ETF TR 1,865.0 $77K NEW $41.52 -0.9%
2845 TYG TORTOISE ENERGY INFRA CORP Financial Services 1,892.0 $77K NEW $40.90 +9.7%
2846 SMLF ISHARES TR 1,030.0 $77K NEW $74.88 +14.5%
2847 SKYW SKYWEST INC Industrials 768.0 $77K NEW $100.41 -15.0%
2848 LIGHT & WONDER INC 747.0 $77K NEW $103.09
2849 U HAUL HOLDING COMPANY 1,644.0 $77K NEW $46.74
2850 AXGN AXOGEN INC Healthcare 2,344.0 $77K NEW $32.73 +22.7%
2851 ROIV ROIVANT SCIENCES LTD Healthcare 3,532.0 $77K NEW $21.70 +36.7%
2852 THQ ABRDN HEALTHCARE OPPORTUNITI Financial Services 4,000.0 $77K NEW $19.13 -3.4%
2853 CBT CABOT CORP Basic Materials 1,152.0 $76K NEW $66.32 +33.1%
2854 HYS PIMCO ETF TR 805.0 $76K NEW $94.88 -1.2%
2855 BBHY J P MORGAN EXCHANGE TRADED F 1,638.0 $76K NEW $46.51 -0.7%
2856 AMDY TIDAL TRUST II 2,000.0 $76K NEW $38.05 +50.1%
2857 UITB VICTORY PORTFOLIOS II 1,606.0 $76K NEW $47.38 -1.2%
2858 IBDZ ISHARES TR 2,881.0 $76K NEW $26.37 -1.1%
2859 SEI SOLARIS ENERGY INFRAS INC Energy 1,652.0 $76K NEW $45.98 +50.6%
2860 THNQ EXCHANGE TRADED CONCEPTS TRU 1,195.0 $76K NEW $63.49 +38.8%
Page 143 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%