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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 139 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2761 LEMB ISHARES INC 2,977.0 $121K +2K +241.0% $40.80 +5.6%
2762 LGND LIGAND PHARMACEUTICALS INC Healthcare 608.0 $121K -119.0 -16.4% $199.65 +40.0%
2763 EMQQ EXCHANGE TRADED CONCEPTS TRU 3,667.0 $121K $33.09 +2.5%
2764 NSIT INSIGHT ENTERPRISES INC Technology 1,810.0 $121K +1K +350.2% $67.01 +133.2%
2765 NFE NEW FORTRESS ENERGY INC Utilities 205,532.0 $121K -30K -12.7% $0.59 -50.7%
2766 ALG ALAMO GROUP INC Industrials 734.0 $121K +481.0 +190.1% $164.97 -0.7%
2767 VAC MARRIOTT VACATIONS WORLDWIDE Consumer Cyclical 1,858.0 $121K +773.0 +71.2% $65.15 +70.8%
2768 ERIE ERIE INDTY CO Financial Services 481.0 $121K +27.0 +6.0% $251.31 +3.6%
2769 WSBC WESBANCO INC Financial Services 3,500.0 $121K +928.0 +36.1% $34.50 +17.3%
2770 VVR INVESCO SR INCOME TR Financial Services 37,481.0 $121K +3K +8.1% $3.22 -9.0%
2771 EFIV SPDR SERIES TRUST 1,911.0 $121K -4K -68.1% $63.08 +19.3%
2772 TQQQ PROSHARES TR 2,883.0 $120K NEW $41.68 +72.1%
2773 WWW WOLVERINE WORLD WIDE INC Consumer Cyclical 7,353.0 $120K +3K +54.9% $16.32 +25.7%
2774 OTTR OTTER TAIL CORP Utilities 1,366.0 $120K +778.0 +132.3% $87.81 +3.6%
2775 PTEN PATTERSON-UTI ENERGY INC Energy 11,011.0 $119K +4K +67.1% $10.83 +14.6%
2776 CDNA CAREDX INC Healthcare 6,846.0 $119K +711.0 +11.6% $17.36 +189.1%
2777 BCC BOISE CASCADE CO DEL Basic Materials 1,565.0 $119K +773.0 +97.6% $75.87 +3.7%
2778 GNOV FIRST TR EXCHNG TRADED FD VI 3,030.0 $118K $38.94 +9.6%
2779 DIVI FRANKLIN TEMPLETON ETF TR 2,961.0 $118K -613.0 -17.1% $39.81 +11.2%
2780 NXST NEXSTAR MEDIA GROUP INC Communication Services 650.0 $118K +93.0 +16.7% $181.14 +1.0%
Page 139 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%