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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 138 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2741 BVN COMPANIA DE MINAS BUENAVENTU Basic Materials 3,501.0 $126K +52.0 +1.5% $36.04 -3.9%
2742 BUFQ FIRST TR EXCHNG TRADED FD VI 3,559.0 $126K $35.32 +10.8%
2743 CLOU GLOBAL X FDS 6,436.0 $126K $19.50 +14.2%
2744 TLTW ISHARES TR 5,547.0 $125K +5K +2398.7% $22.62 -2.1%
2745 MSD MORGAN STANLEY EMKT DBT FD I Financial Services 17,870.0 $125K +896.0 +5.3% $7.02 +4.7%
2746 GREAT ELM CAP CORP 25,000.0 $125K +15K +150.0% $5.01
2747 FXNC FIRST NATL CORP VA Financial Services 4,651.0 $125K -782.0 -14.4% $26.92 +4.0%
2748 ENVX ENOVIX CORPORATION Industrials 24,063.0 $125K +787.0 +3.4% $5.18 +44.8%
2749 TPH TRI POINTE HOMES INC Consumer Cyclical 2,661.0 $124K +1K +64.8% $46.73 +0.5%
2750 PDT HANCOCK JOHN PREM DIVID FD Financial Services 9,467.0 $124K $13.10 -1.5%
2751 FDUS FIDUS INVT CORP Financial Services 7,112.0 $124K +281.0 +4.1% $17.42 +8.5%
2752 DHC DIVERSIFIED HEALTHCARE TR Real Estate 18,617.0 $124K +15K +398.3% $6.64 +32.8%
2753 AVIG AMERICAN CENTY ETF TR 2,975.0 $124K $41.54 -0.4%
2754 FTSD FRANKLIN ETF TR 1,359.0 $123K -109.0 -7.4% $90.80 -0.4%
2755 DBAW DBX ETF TR 2,880.0 $123K $42.69 +11.1%
2756 PERIMETER SOLUTIONS INC 5,034.0 $123K +2K +72.5% $24.42
2757 SQM SOCIEDAD QUIMICA Y MINERA DE Basic Materials 1,507.0 $122K +722.0 +92.0% $80.98 +3.7%
2758 FRO FRONTLINE PLC Energy 3,500.0 $122K +3K +1527.9% $34.86 +1.7%
2759 EEFT EURONET WORLDWIDE INC Technology 1,832.0 $122K -246.0 -11.8% $66.37 +4.4%
2760 FRPT FRESHPET INC Consumer Defensive 2,061.0 $122K +829.0 +67.3% $58.96 -11.2%
Page 138 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%