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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 137 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2721 OR OR ROYALTIES INC. Basic Materials 3,450.0 $131K +300.0 +9.5% $38.02 -6.2%
2722 CUBI CUSTOMERS BANCORP INC Financial Services 1,886.0 $131K +441.0 +30.5% $69.41 +9.7%
2723 CCC CCC INTELLIGENT SOLUTIONS HL Technology 21,719.0 $130K +271.0 +1.3% $6.00 -22.5%
2724 CVLT COMMVAULT SYS INC Technology 1,673.0 $130K +934.0 +126.4% $77.89 +37.7%
2725 OSCR OSCAR HEALTH INC Healthcare 11,342.0 $130K +778.0 +7.4% $11.47 +91.7%
2726 MORN MORNINGSTAR INC Financial Services 768.0 $130K +381.0 +98.5% $169.18 +4.4%
2727 ECPG ENCORE CAP GROUP INC Financial Services 1,851.0 $130K +922.0 +99.2% $70.12 +16.7%
2728 ANF ABERCROMBIE & FITCH CO Consumer Cyclical 1,419.0 $130K +1K +353.4% $91.37 -10.9%
2729 GXO GXO LOGISTICS INCORPORATED Industrials 2,490.0 $129K +257.0 +11.5% $51.85 -3.1%
2730 IDR IDAHO STRATEGIC RESOURCES Basic Materials 4,000.0 $128K +3K +300.0% $32.12 +15.4%
2731 UTF COHEN & STEERS INFRASTRUCTUR Financial Services 4,957.0 $128K -5K -51.4% $25.88 +4.6%
2732 PJP INVESCO EXCHANGE TRADED FD T 1,233.0 $128K $103.80 +5.8%
2733 SM SM ENERGY COMPANY Energy 4,095.0 $128K +3K +367.5% $31.19 -1.7%
2734 SCHC SCHWAB STRATEGIC TR 2,728.0 $128K +1K +102.5% $46.75 +8.5%
2735 STXV EA SERIES TRUST 3,629.0 $128K $35.14 +6.3%
2736 HP HELMERICH & PAYNE INC Energy 3,533.0 $127K -4K -54.9% $36.03 +6.8%
2737 MDYV SPDR SERIES TRUST 1,493.0 $127K +233.0 +18.5% $85.15 +7.5%
2738 GOOY TIDAL TRUST II 10,000.0 $127K $12.70 +16.9%
2739 SUNPOWER INC 100,000.0 $127K $1.27
2740 FNDB SCHWAB STRATEGIC TR 4,650.0 $126K $27.20 +11.2%
Page 137 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%