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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 134 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2661 IBDZ ISHARES TR 5,565.0 $145K +3K +93.2% $26.06 -0.0%
2662 SMOG VANECK ETF TRUST 1,044.0 $145K +41.0 +4.1% $138.76 +11.1%
2663 PJUN INNOVATOR ETFS TRUST 3,450.0 $144K -3K -46.5% $41.83 +3.6%
2664 VCTR VICTORY CAP HLDGS INC DEL Financial Services 2,200.0 $144K +320.0 +17.0% $65.50 +33.3%
2665 DOX AMDOCS LTD Technology 2,205.0 $144K -912.0 -29.3% $65.31 -6.2%
2666 CAPITAL CLEAN ENERGY CARRIER 7,238.0 $144K -972.0 -11.8% $19.87
2667 ALT ALTIMMUNE INC Healthcare 46,370.0 $143K +3K +7.4% $3.08 -3.2%
2668 HCC WARRIOR MET COAL INC Energy 1,533.0 $143K +944.0 +160.3% $93.16 +4.1%
2669 BUL PACER FDS TR 2,639.0 $143K $54.06 +8.2%
2670 RVTY REVVITY INC Healthcare 1,622.0 $142K +206.0 +14.6% $87.64 +10.4%
2671 YEAR AB ACTIVE ETFS INC 2,812.0 $142K -2K -34.9% $50.48 -0.2%
2672 AVA AVISTA CORP Utilities 3,534.0 $142K +170.0 +5.0% $40.14 +3.9%
2673 BLACKROCK ETF TRUST 2,552.0 $141K NEW $55.29
2674 RLY SSGA ACTIVE ETF TR 3,902.0 $141K -40.0 -1.0% $36.15 +1.0%
2675 JXN JACKSON FINANCIAL INC Financial Services 1,333.0 $141K +215.0 +19.2% $105.73 -1.7%
2676 RWO SPDR INDEX SHS FDS 3,075.0 $141K +18.0 +0.6% $45.79 +8.6%
2677 VSH VISHAY INTERTECHNOLOGY INC Technology 7,801.0 $140K +6K +278.3% $18.00 +171.6%
2678 EAT BRINKER INTL INC Consumer Cyclical 983.0 $140K +558.0 +131.3% $142.77 -0.9%
2679 ATRC ATRICURE INC Healthcare 4,911.0 $140K +928.0 +23.3% $28.53 -3.8%
2680 NWSA NEWS CORP NEW Communication Services 5,618.0 $140K +2K +60.9% $24.93 +6.7%
Page 134 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%