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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 133 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2641 YDEC FIRST TR EXCHNG TRADED FD VI 5,763.0 $152K +560.0 +10.8% $26.30 +4.0%
2642 SXT SENSIENT TECHNOLOGIES CORP Basic Materials 1,750.0 $151K +466.0 +36.3% $86.48 +36.2%
2643 HTZ HERTZ GLOBAL HLDGS INC Industrials 32,379.0 $149K +2K +5.6% $4.61 +14.1%
2644 TCBI TEXAS CAP BANCSHARES INC Financial Services 1,573.0 $149K -79.0 -4.8% $94.88 +3.4%
2645 REGCO REGENCY CTRS CORP Real Estate 1,969.0 $149K -236.0 -10.7% $75.69 -70.0%
2646 LEVI LEVI STRAUSS & CO NEW Consumer Cyclical 8,037.0 $149K +115.0 +1.4% $18.49 +26.4%
2647 ERIC TELEFONAKTIEBOLAGET LM ERICS Technology 13,179.0 $149K +2K +18.1% $11.27 +15.7%
2648 BSJQ INVESCO EXCH TRD SLF IDX FD 6,402.0 $148K $23.17 -0.8%
2649 HMN HORACE MANN EDUCATORS CORP N Financial Services 3,470.0 $148K +2K +115.9% $42.69 +9.6%
2650 IRTC IRHYTHM HOLDINGS INC Healthcare 1,255.0 $148K -106.0 -7.8% $118.02 -5.6%
2651 WLY WILEY JOHN & SONS INC Communication Services 3,879.0 $148K +497.0 +14.7% $38.10 +11.6%
2652 DDS DILLARDS INC Consumer Cyclical 258.0 $148K +210.0 +437.5% $572.11 +3.1%
2653 MATX MATSON INC Industrials 899.0 $148K +252.0 +39.0% $164.13 +12.3%
2654 CPB THE CAMPBELLS COMPANY Consumer Defensive 6,597.0 $147K -83.0 -1.2% $22.27 -8.0%
2655 CHW CALAMOS GBL DYN INCOME FUND Financial Services 20,223.0 $147K $7.26 +23.7%
2656 AI C3 AI INC Technology 17,398.0 $146K -33K -65.7% $8.42 +13.9%
2657 BEN FRANKLIN RESOURCES INC Financial Services 6,189.0 $146K +2K +36.1% $23.62 +34.1%
2658 BOH BANK HAWAII CORP Financial Services 1,965.0 $146K -39.0 -1.9% $74.25 +4.9%
2659 RIOT RIOT PLATFORMS INC Financial Services 11,761.0 $145K +8K +194.3% $12.36 +118.0%
2660 MBND SSGA ACTIVE TR 5,345.0 $145K +31.0 +0.6% $27.16 +0.2%
Page 133 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%