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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 132 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2621 PROP PRAIRIE OPER CO Financial Services 79,200.0 $161K +9K +13.4% $2.03 -54.9%
2622 DNUT KRISPY KREME INC Consumer Defensive 47,410.0 $161K +2K +3.6% $3.39 +0.9%
2623 DMAY FIRST TR EXCHNG TRADED FD VI 3,577.0 $161K $44.93 +5.1%
2624 VC VISTEON CORP Consumer Cyclical 1,757.0 $160K +227.0 +14.8% $91.11 +29.3%
2625 ICHR ICHOR HOLDINGS Technology 3,426.0 $160K +3K +3326.0% $46.61 +50.5%
2626 CNO CNO FINL GROUP INC Financial Services 3,873.0 $159K +625.0 +19.2% $41.06 +12.6%
2627 GTES GATES INDL CORP PLC Industrials 7,008.0 $158K +3K +90.7% $22.61 +12.7%
2628 BGT BLACKROCK FLOATING RATE INC Financial Services 14,709.0 $158K $10.76 +0.7%
2629 EDIV SPDR INDEX SHS FDS 3,999.0 $158K +749.0 +23.1% $39.48 +4.9%
2630 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 25,000.0 $157K $6.29 +1.9%
2631 SHOO MADDEN STEVEN LTD Consumer Cyclical 4,594.0 $156K +3K +127.5% $33.92 +27.9%
2632 TELEFONICA S A 35,811.0 $155K +20K +127.6% $4.34
2633 ONB OLD NATL BANCORP IND Financial Services 6,998.0 $155K +3K +55.9% $22.10 +8.6%
2634 DAC DANAOS CORPORATION Industrials 1,373.0 $155K +1K +5869.6% $112.64 +11.8%
2635 JXI ISHARES TR 1,790.0 $155K $86.37 -2.3%
2636 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 13,626.0 $154K +10K +240.7% $11.28 +2.9%
2637 ISCG ISHARES TR 2,794.0 $153K $54.82 +14.7%
2638 LXP INDUSTRIAL TRUST 3,327.0 $153K $46.00
2639 RYAN RYAN SPECIALTY HOLDINGS INC Financial Services 4,517.0 $152K +714.0 +18.8% $33.74 -5.8%
2640 WFRD WEATHERFORD INTL PLC Energy 1,603.0 $152K +1K +334.4% $94.58 +12.2%
Page 132 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%