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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 126 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2501 NFRA FLEXSHARES TR 3,099.0 $198K $63.95 +0.9%
2502 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 12,783.0 $198K +3K +24.9% $15.49 +3.0%
2503 QCLN FIRST TR EXCHANGE-TRADED FD 4,260.0 $198K +196.0 +4.8% $46.48 +38.2%
2504 FMX FOMENTO ECONOMICO MEXICANO S Consumer Defensive 1,780.0 $198K +478.0 +36.7% $111.09 +13.8%
2505 SPXC SPX TECHNOLOGIES INC Industrials 985.0 $197K +428.0 +76.8% $199.94 +21.5%
2506 BANF BANCFIRST CORP Financial Services 1,814.0 $197K -182.0 -9.1% $108.50 +2.6%
2507 QRVO QORVO INC Technology 2,539.0 $197K +794.0 +45.5% $77.40 +27.2%
2508 YMAR FIRST TR EXCHNG TRADED FD VI 7,166.0 $196K $27.35 +4.9%
2509 POR PORTLAND GEN ELEC CO Utilities 3,714.0 $196K +32.0 +0.9% $52.77 -4.9%
2510 PCOR PROCORE TECHNOLOGIES INC Technology 3,431.0 $196K -281.0 -7.6% $57.00 -29.8%
2511 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 18,802.0 $196K $10.40 +4.2%
2512 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 4,737.0 $196K +480.0 +11.3% $41.28 +50.5%
2513 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 55,468.0 $195K +5K +9.3% $3.51 +11.4%
2514 EDV VANGUARD WORLD FD 2,993.0 $194K -5K -62.8% $64.97 +1.0%
2515 FNB F N B CORP Financial Services 11,629.0 $194K -444.0 -3.7% $16.72 +9.0%
2516 MYRG MYR GROUP INC Industrials 688.0 $194K +150.0 +27.9% $282.32 +63.3%
2517 EFT EATON VANCE FLOATING RATE IN Financial Services 18,102.0 $194K +2K +15.1% $10.73 -0.5%
2518 XRT SPDR SERIES TRUST 2,410.0 $194K -814.0 -25.2% $80.47 +7.4%
2519 HLNE HAMILTON LANE INC Financial Services 1,950.0 $194K -418.0 -17.6% $99.45 -17.3%
2520 CLM CORNERSTONE STRATEGIC INVEST Financial Services 26,634.0 $194K $7.28 +2.7%
Page 126 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%