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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 122 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2421 ENS ENERSYS Industrials 1,307.0 $227K +942.0 +258.1% $173.78 +31.2%
2422 PTF INVESCO EXCHANGE TRADED FD T 2,610.0 $225K -2K -36.5% $86.32 +58.9%
2423 JAKK JAKKS PAC INC Consumer Cyclical 11,296.0 $225K -5K -31.5% $19.92 +11.2%
2424 SBS COMPANHIA DE SANEAMENTO BASI Utilities 7,369.0 $225K +6K +372.1% $30.51 -82.8%
2425 KOF COCA-COLA FEMSA SAB DE CV Consumer Defensive 2,304.0 $225K +2K +224.1% $97.58 +12.3%
2426 HOMB HOME BANCSHARES INC Financial Services 8,343.0 $225K -263.0 -3.1% $26.93 +2.7%
2427 UNF UNIFIRST CORP MASS Industrials 892.0 $225K -789.0 -46.9% $251.80 +3.7%
2428 ISHARES TR 2,452.0 $224K $91.45
2429 AAOI APPLIED OPTOELECTRONICS INC Technology 2,649.0 $224K +2K +1231.2% $84.59 +91.3%
2430 BFOR ALPS ETF TR 2,698.0 $224K +629.0 +30.4% $83.02 +12.0%
2431 PFFA ETFIS SER TR I 11,000.0 $224K $20.36 +4.8%
2432 GEL GENESIS ENERGY L P Energy 12,508.0 $223K -3K -19.8% $17.83 -18.8%
2433 USTB VICTORY PORTFOLIOS II 4,396.0 $222K -22K -83.1% $50.58 -0.1%
2434 XNCR XENCOR INC Healthcare 18,435.0 $222K +3K +18.6% $12.06 +4.8%
2435 ISHARES TR 5,085.0 $222K $43.70
2436 IXG ISHARES TR 1,948.0 $222K -46.0 -2.3% $114.06 +9.5%
2437 KEX KIRBY CORP Industrials 1,668.0 $222K +589.0 +54.6% $132.88 +5.8%
2438 AWI ARMSTRONG WORLD INDS INC NEW Industrials 1,344.0 $222K -8.0 -0.6% $164.86 -4.2%
2439 ELDN ELEDON PHARMACEUTICALS INC Healthcare 71,666.0 $221K $3.08 +27.3%
2440 PBH PRESTIGE CONSMR HEALTHCARE I Healthcare 3,720.0 $220K +1K +37.2% $59.27 -20.8%
Page 122 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%