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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 121 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2401 BROWN FORMAN CORP 8,818.0 $233K +4K +92.6% $26.44
2402 WDIV SPDR INDEX SHS FDS 3,019.0 $233K -24.0 -0.8% $77.15 +5.1%
2403 THO THOR INDS INC Consumer Cyclical 2,911.0 $233K -219.0 -7.0% $79.91 -9.4%
2404 SJNK SPDR SERIES TRUST 9,297.0 $232K +1K +15.0% $24.98 +0.2%
2405 CPK CHESAPEAKE UTILS CORP Utilities 1,837.0 $232K +1K +277.2% $126.39 -4.6%
2406 RUSHA RUSH ENTERPRISES INC Consumer Cyclical 3,498.0 $231K +572.0 +19.6% $66.13 +6.0%
2407 SHAK SHAKE SHACK INC Consumer Cyclical 2,612.0 $231K +139.0 +5.6% $88.47 -33.2%
2408 LTBR LIGHTBRIDGE CORP Industrials 21,666.0 $231K $10.66 -7.8%
2409 LNTH LANTHEUS HLDGS INC Healthcare 3,043.0 $231K +1K +50.4% $75.85 +36.9%
2410 PCN PIMCO CORPORATE & INCM STRG Financial Services 19,372.0 $231K $11.90 -0.9%
2411 IRIDIUM COMMUNICATIONS INC 8,307.0 $230K NEW $27.74
2412 CORP PIMCO ETF TR 2,376.0 $230K -394.0 -14.2% $96.80 -0.0%
2413 CART MAPLEBEAR INC Consumer Cyclical 6,130.0 $230K -321.0 -5.0% $37.46 +18.9%
2414 ISCV ISHARES TR 3,298.0 $229K +2K +207.4% $69.53 +9.6%
2415 POST POST HLDGS INC Consumer Defensive 2,319.0 $229K +263.0 +12.8% $98.86 -10.6%
2416 DNOV FIRST TR EXCHNG TRADED FD VI 4,785.0 $229K -629.0 -11.6% $47.91 +7.1%
2417 MUST COLUMBIA ETF TR I 11,175.0 $229K $20.51 +0.5%
2418 GSBD GOLDMAN SACHS BDC INC Financial Services 25,689.0 $228K -60K -70.0% $8.88 +4.8%
2419 WIT WIPRO LTD Technology 107,606.0 $228K NEW $2.12 +12.7%
2420 XT ISHARES TR 3,335.0 $227K -662.0 -16.6% $68.15 +20.7%
Page 121 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%