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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 117 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2321 LUMN LUMEN TECHNOLOGIES INC Communication Services 38,656.0 $269K +13K +50.6% $6.95 +18.0%
2322 FXF INVESCO CURRENCYSHARES SWISS Financial Services 2,426.0 $268K -3K -55.3% $110.41 -0.8%
2323 INFY INFOSYS LTD Technology 19,781.0 $267K +10K +108.6% $13.51 -21.8%
2324 CTS CTS CORP Technology 5,592.0 $267K +312.0 +5.9% $47.76 +40.3%
2325 BAP CREDICORP LTD Financial Services 786.0 $267K +411.0 +109.6% $339.37 +12.8%
2326 FBIN FORTUNE BRANDS INNOVATIONS I Industrials 6,839.0 $267K +1K +25.9% $38.97 +8.8%
2327 BAB INVESCO EXCH TRADED FD TR II 9,866.0 $266K -6K -38.2% $26.96 -0.1%
2328 RGNX REGENXBIO INC Healthcare 31,502.0 $264K +4K +13.6% $8.38 -6.9%
2329 IEO ISHARES TR 2,110.0 $264K -8K -79.7% $124.92 -14.0%
2330 AVNT AVIENT CORPORATION Basic Materials 7,247.0 $263K +3K +80.3% $36.30 +3.7%
2331 BUFZ FIRST TR EXCHNG TRADED FD VI 10,000.0 $263K $26.27 +6.1%
2332 FXD FIRST TR EXCHANGE-TRADED FD 4,098.0 $262K +398.0 +10.8% $64.02 +7.8%
2333 LNC LINCOLN NATL CORP IND Financial Services 7,368.0 $262K +1K +19.2% $35.50 +4.7%
2334 ATLC ATLANTICUS HOLDINGS CORP Financial Services 4,960.0 $260K -2K -28.7% $52.47 +90.8%
2335 RALLIANT CORP 6,255.0 $260K +227.0 +3.8% $41.59
2336 BSY BENTLEY SYS INC Technology 7,405.0 $260K -4K -35.9% $35.12 -16.3%
2337 PRN INVESCO EXCHANGE TRADED FD T 1,334.0 $260K -644.0 -32.6% $194.54 +31.2%
2338 MC MOELIS & CO Financial Services 4,542.0 $259K -970.0 -17.6% $57.01 +17.8%
2339 NEU NEWMARKET CORP Basic Materials 403.0 $259K +247.0 +158.3% $641.63 +21.6%
2340 PSCT INVESCO EXCH TRADED FD TR II 4,301.0 $258K +900.0 +26.5% $60.07 +44.8%
Page 117 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%