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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 82 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1621 CPA COPA HOLDINGS SA Industrials 7,052.0 $851K 0.00% NEW $120.61 +13.6%
1622 AUB ATLANTIC UN BANKSHARES CORP Financial Services 24,008.0 $848K 0.00% NEW $35.30 +6.4%
1623 TSEM TOWER SEMICONDUCTOR LTD Technology 7,208.0 $846K 0.00% NEW $117.42 +141.4%
1624 SMDV PROSHARES TR 12,807.0 $846K 0.00% NEW $66.08 +9.1%
1625 RFLR INNOVATOR ETFS TRUST 29,719.0 $846K 0.00% NEW $28.46 +7.2%
1626 DBEU DBX ETF TR 17,518.0 $841K 0.00% NEW $48.00 +7.9%
1627 BTZ BLACKROCK CR ALLOCATION INCO Financial Services 77,504.0 $839K 0.00% NEW $10.83 -7.1%
1628 MFM MFS MUN INCOME TR Financial Services 154,492.0 $839K 0.00% NEW $5.43 -1.8%
1629 NULV NUSHARES ETF TR 18,617.0 $839K 0.00% NEW $45.05 +12.4%
1630 AAXJ ISHARES TR 8,985.0 $837K 0.00% NEW $93.13 +22.5%
1631 MFC MANULIFE FINL CORP Financial Services 23,051.0 $836K 0.00% NEW $36.28 +6.2%
1632 NMAI NUVEEN MULTI ASSET INCOME FU Financial Services 64,106.0 $836K 0.00% NEW $13.04 +7.1%
1633 MHF WESTERN ASSET MUN HIGH INCOM Financial Services 121,500.0 $836K 0.00% NEW $6.88 +0.1%
1634 IGLB ISHARES TR 16,549.0 $835K 0.00% NEW $50.45 -1.9%
1635 XMMO INVESCO EXCHANGE TRADED FD T 6,029.0 $835K 0.00% NEW $138.47 +19.0%
1636 URNM SPROTT FDS TR 15,127.0 $830K 0.00% NEW $54.89 +6.1%
1637 IBDR ISHARES TR 34,230.0 $829K 0.00% NEW $24.23 +0.0%
1638 CM CANADIAN IMPERIAL BANK OF CO Financial Services 9,153.0 $829K 0.00% NEW $90.61 +27.5%
1639 SCHE SCHWAB STRATEGIC TR 25,258.0 $827K 0.00% NEW $32.75 +9.2%
1640 TNET TRINET GROUP INC Industrials 13,877.0 $821K 0.00% NEW $59.13 -27.7%
Page 82 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%