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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 81 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1601 XOP SPDR SERIES TRUST 7,069.0 $893K 0.00% NEW $126.26 +31.0%
1602 RGLD ROYAL GOLD INC Basic Materials 3,993.0 $888K 0.00% NEW $222.33 -6.6%
1603 ITT ITT INC Industrials 5,101.0 $885K 0.00% NEW $173.52 +9.0%
1604 GALAXY DIGITAL INC. 39,481.0 $883K 0.00% NEW $22.36
1605 JHPI JOHN HANCOCK EXCHANGE TRADED 38,633.0 $882K 0.00% NEW $22.84 +0.0%
1606 BIIB BIOGEN INC Healthcare 5,007.0 $881K 0.00% NEW $176.00 +13.7%
1607 STM STMICROELECTRONICS N V Technology 33,863.0 $878K 0.00% NEW $25.94 +198.0%
1608 PTRB PGIM ETF TR 20,848.0 $876K 0.00% NEW $42.04 -1.3%
1609 PBE INVESCO EXCHANGE TRADED FD T 10,666.0 $876K 0.00% NEW $82.16 +2.3%
1610 CGNX COGNEX CORP Technology 24,336.0 $876K 0.00% NEW $35.98 +76.8%
1611 FBT FIRST TR EXCHANGE-TRADED FD 4,219.0 $871K 0.00% NEW $206.52 +9.3%
1612 SUSB ISHARES TR 34,517.0 $871K 0.00% NEW $25.24 -1.1%
1613 VSGX VANGUARD WORLD FD 12,025.0 $861K 0.00% NEW $71.62 +14.5%
1614 SUI SUN CMNTYS INC Real Estate 6,940.0 $861K 0.00% NEW $124.02 +2.4%
1615 IYE ISHARES TR 18,105.0 $861K 0.00% NEW $47.53 +28.3%
1616 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 36,911.0 $860K 0.00% NEW $23.31 +0.1%
1617 LIBERTY MEDIA CORP DEL 8,715.0 $859K 0.00% NEW $98.51
1618 PNR PENTAIR PLC Industrials 8,240.0 $858K 0.00% NEW $104.15 -29.1%
1619 CHY CALAMOS CONV & HIGH INCOME F Financial Services 75,555.0 $855K 0.00% NEW $11.31 +14.7%
1620 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 9,470.0 $852K 0.00% NEW $89.93 -3.1%
Page 81 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%