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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 75 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 GH GUARDANT HEALTH INC Healthcare 11,618.0 $1.2M 0.00% NEW $102.14 +15.5%
1482 IBDS ISHARES TR 48,785.0 $1.2M 0.00% NEW $24.28 -0.3%
1483 HYEM VANECK ETF TRUST 59,546.0 $1.2M 0.00% NEW $19.89 +0.5%
1484 EZM WISDOMTREE TR 17,597.0 $1.2M 0.00% NEW $66.80 +7.8%
1485 RGTI RIGETTI COMPUTING INC Technology 52,879.0 $1.2M 0.00% NEW $22.15 -23.8%
1486 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 18,206.0 $1.2M 0.00% NEW $64.31 +30.3%
1487 PNNT PENNANTPARK INVT CORP Financial Services 195,676.0 $1.2M 0.00% NEW $5.96 -35.7%
1488 IAT ISHARES TR 21,113.0 $1.2M 0.00% NEW $55.15 +3.4%
1489 CSL CARLISLE COS INC Industrials 3,637.0 $1.2M 0.00% NEW $319.87 +3.9%
1490 GTX GARRETT MOTION INC Consumer Cyclical 66,501.0 $1.2M 0.00% NEW $17.43 +90.6%
1491 NICE NICE LTD Technology 10,251.0 $1.2M 0.00% NEW $113.04 -15.6%
1492 XSD SPDR SERIES TRUST 3,596.0 $1.2M 0.00% NEW $321.64 +79.3%
1493 WSM WILLIAMS SONOMA INC Consumer Cyclical 6,469.0 $1.2M 0.00% NEW $178.61 +0.9%
1494 PFFD GLOBAL X FDS 61,069.0 $1.2M 0.00% NEW $18.91 -0.5%
1495 WCN WASTE CONNECTIONS INC Industrials 6,580.0 $1.2M 0.00% NEW $175.39 -10.5%
1496 AFRM AFFIRM HLDGS INC Technology 15,503.0 $1.2M 0.00% NEW $74.43 -9.7%
1497 FNOV FIRST TR EXCHNG TRADED FD VI 21,019.0 $1.2M 0.00% NEW $54.83 +5.6%
1498 SITM SITIME CORP Technology 3,259.0 $1.2M 0.00% NEW $353.19 +97.3%
1499 FTV FORTIVE CORP Technology 20,821.0 $1.1M 0.00% NEW $55.21 +6.9%
1500 J JACOBS SOLUTIONS INC Industrials 8,616.0 $1.1M 0.00% NEW $132.46 -13.9%
Page 75 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%