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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 74 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 CWEN CLEARWAY ENERGY INC Utilities 37,725.0 $1.3M 0.00% NEW $33.26 +14.7%
1462 SF STIFEL FINL CORP Financial Services 9,996.0 $1.3M 0.00% NEW $125.22 -41.6%
1463 NGG NATIONAL GRID PLC Utilities 16,166.0 $1.3M 0.00% NEW $77.35 +11.7%
1464 DHS WISDOMTREE TR 12,240.0 $1.2M 0.00% NEW $101.82 +10.7%
1465 QDF FLEXSHARES TR 15,405.0 $1.2M 0.00% NEW $80.81 +9.2%
1466 LNT ALLIANT ENERGY CORP Utilities 19,078.0 $1.2M 0.00% NEW $65.01 +12.7%
1467 BBUS J P MORGAN EXCHANGE TRADED F 10,042.0 $1.2M 0.00% NEW $123.32 +8.5%
1468 KORP AMERICAN CENTY ETF TR 25,992.0 $1.2M 0.00% NEW $47.25 -1.7%
1469 TMC TMC THE METALS COMPANY INC Basic Materials 198,812.0 $1.2M 0.00% NEW $6.17 -17.3%
1470 WEX WEX INC Technology 8,152.0 $1.2M 0.00% NEW $148.98 -3.2%
1471 PDI PIMCO DYNAMIC INCOME FD Financial Services 68,147.0 $1.2M 0.00% NEW $17.71 -5.8%
1472 CQP CHENIERE ENERGY PARTNERS LP Energy 22,552.0 $1.2M 0.00% NEW $53.48 +21.0%
1473 IWLG NEW YORK LIFE INVTS ACTIVE E 22,241.0 $1.2M 0.00% NEW $54.20 +3.1%
1474 COHEN & STEERS LTD DURATION 56,817.0 $1.2M 0.00% NEW $21.17
1475 PINS PINTEREST INC Communication Services 46,203.0 $1.2M 0.00% NEW $25.89 -27.3%
1476 OZ BELPOINTE PREP LLC Real Estate 18,360.0 $1.2M 0.00% NEW $65.03 -25.8%
1477 IXJ ISHARES TR 12,257.0 $1.2M 0.00% NEW $97.40 -3.4%
1478 PCQ PIMCO CALIF MUN INCOME FD Financial Services 136,497.0 $1.2M 0.00% NEW $8.73 -1.5%
1479 EBND SPDR SERIES TRUST 55,740.0 $1.2M 0.00% NEW $21.37 -2.7%
1480 DJUN FIRST TR EXCHNG TRADED FD VI 25,147.0 $1.2M 0.00% NEW $47.34 +3.5%
Page 74 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%