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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 71 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 FIS FIDELITY NATL INFORMATION SV Technology 21,139.0 $1.4M 0.00% NEW $66.46 -34.4%
1402 AOR ISHARES TR 21,566.0 $1.4M 0.00% NEW $65.01 +5.6%
1403 FE FIRSTENERGY CORP Utilities 30,951.0 $1.4M 0.00% NEW $44.77 +1.6%
1404 AMRX AMNEAL PHARMACEUTICALS INC Healthcare 109,959.0 $1.4M 0.00% NEW $12.60 -1.4%
1405 BLACKROCK MUNIVEST FD II INC 127,932.0 $1.4M 0.00% NEW $10.81
1406 FRA BLACKROCK FLOATING RATE INCO Financial Services 117,228.0 $1.4M 0.00% NEW $11.78 -6.4%
1407 ELAN ELANCO ANIMAL HEALTH INC Healthcare 61,004.0 $1.4M 0.00% NEW $22.63 -5.8%
1408 EMN EASTMAN CHEM CO Basic Materials 21,534.0 $1.4M 0.00% NEW $63.83 +14.7%
1409 GAB GABELLI EQUITY TR INC Financial Services 222,172.0 $1.4M 0.00% NEW $6.17 -9.7%
1410 MAS MASCO CORP Industrials 21,500.0 $1.4M 0.00% NEW $63.46 +5.8%
1411 SATS ECHOSTAR CORP Technology 12,552.0 $1.4M 0.00% NEW $108.70 +30.5%
1412 CRS CARPENTER TECHNOLOGY CORP Industrials 4,332.0 $1.4M 0.00% NEW $314.89 +39.2%
1413 EIX EDISON INTL Utilities 22,719.0 $1.4M 0.00% NEW $60.02 +17.2%
1414 AXSM AXSOME THERAPEUTICS INC Healthcare 7,453.0 $1.4M 0.00% NEW $182.64 +27.9%
1415 SLYV SPDR SERIES TRUST 14,898.0 $1.4M 0.00% NEW $90.97 +12.6%
1416 R RYDER SYS INC Industrials 7,072.0 $1.4M 0.00% NEW $191.40 +22.7%
1417 NVR NVR INC Consumer Cyclical 185.0 $1.3M 0.00% NEW $7292.77 -17.1%
1418 SPHD INVESCO EXCH TRADED FD TR II 28,067.0 $1.3M 0.00% NEW $48.00 +4.5%
1419 DVYE ISHARES INC 43,149.0 $1.3M 0.00% NEW $31.16 +9.9%
1420 SAN BANCO SANTANDER SA Financial Services 114,066.0 $1.3M 0.00% NEW $11.73 +5.5%
Page 71 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%