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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 63 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1241 ACI ALBERTSONS COS INC Consumer Defensive 117,752.0 $2.0M 0.00% NEW $17.17 -5.2%
1242 DFAT DIMENSIONAL ETF TRUST 33,952.0 $2.0M 0.00% NEW $59.54 +11.7%
1243 JKHY HENRY JACK & ASSOC INC Technology 11,077.0 $2.0M 0.00% NEW $182.48 -23.5%
1244 JPIN J P MORGAN EXCHANGE TRADED F 29,617.0 $2.0M 0.00% NEW $68.14 +9.1%
1245 CGNG CAPITAL GROUP NEW GEOGRAPHY 63,110.0 $2.0M 0.00% NEW $31.93 +12.0%
1246 ARRY ARRAY TECHNOLOGIES INC Energy 218,266.0 $2.0M 0.00% NEW $9.22 -11.1%
1247 PLAY DAVE & BUSTERS ENTMT INC Communication Services 123,500.0 $2.0M 0.00% NEW $16.21 -31.2%
1248 XPLR INFRASTRUCTURE LP 199,825.0 $2.0M 0.00% NEW $10.00
1249 FTXL FIRST TR EXCHANGE TRADED FD 15,380.0 $2.0M 0.00% NEW $129.54 +86.3%
1250 PHO INVESCO EXCHANGE TRADED FD T 28,222.0 $2.0M 0.00% NEW $70.41 -7.8%
1251 KYMR KYMERA THERAPEUTICS INC Healthcare 25,533.0 $2.0M 0.00% NEW $77.81 +3.6%
1252 RODM LATTICE STRATEGIES TR 53,666.0 $2.0M 0.00% NEW $36.98 +12.3%
1253 ARTY ISHARES TR 41,139.0 $2.0M 0.00% NEW $48.18 +41.4%
1254 CIEN CIENA CORP Technology 8,413.0 $2.0M 0.00% NEW $233.87 +151.1%
1255 SPHY SPDR SERIES TRUST 82,808.0 $2.0M 0.00% NEW $23.67 -1.1%
1256 CNH INDL N V 211,950.0 $2.0M 0.00% NEW $9.22
1257 AVLC AMERICAN CENTY ETF TR 24,851.0 $2.0M 0.00% NEW $78.62 +11.8%
1258 MLPX GLOBAL X FDS 31,992.0 $1.9M 0.00% NEW $60.53 +26.4%
1259 EXPAND ENERGY CORPORATION 17,431.0 $1.9M 0.00% NEW $110.36
1260 RF REGIONS FINANCIAL CORP NEW Financial Services 70,801.0 $1.9M 0.00% NEW $27.10 +1.6%
Page 63 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%