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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 59 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 DTD WISDOMTREE TR 29,692.0 $2.5M 0.01% NEW $84.88 +8.7%
1162 BALT INNOVATOR ETFS TRUST 75,100.0 $2.5M 0.01% NEW $33.51 +1.8%
1163 DLS WISDOMTREE TR 31,010.0 $2.5M 0.01% NEW $81.01 +7.9%
1164 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 202,048.0 $2.5M 0.01% NEW $12.38 +15.1%
1165 CAH CARDINAL HEALTH INC Healthcare 12,164.0 $2.5M 0.01% NEW $205.52 -2.4%
1166 EQWL INVESCO EXCHANGE TRADED FD T 21,145.0 $2.5M 0.00% NEW $118.17 +5.7%
1167 FUMB FIRST TR EXCH TRADED FD III 124,464.0 $2.5M 0.00% NEW $20.06 -0.2%
1168 MDST ULTIMUS MANAGERS TR 94,053.0 $2.5M 0.00% NEW $26.42 +13.5%
1169 SPTL SPDR SERIES TRUST 93,793.0 $2.5M 0.00% NEW $26.47 -3.2%
1170 QTEC FIRST TR EXCHANGE-TRADED FD 10,722.0 $2.5M 0.00% NEW $230.23 +30.1%
1171 ATO ATMOS ENERGY CORP Utilities 14,623.0 $2.5M 0.00% NEW $167.63 +5.9%
1172 JBGS JBG SMITH PPTYS Real Estate 144,000.0 $2.4M 0.00% NEW $17.01 -15.3%
1173 WPC WP CAREY INC Real Estate 37,985.0 $2.4M 0.00% NEW $64.36 +16.5%
1174 EBAY EBAY INC. Consumer Cyclical 27,814.0 $2.4M 0.00% NEW $87.10 +34.5%
1175 GTLS CHART INDS INC Industrials 11,711.0 $2.4M 0.00% NEW $206.23 +1.0%
1176 DKS DICKS SPORTING GOODS INC Consumer Cyclical 12,182.0 $2.4M 0.00% NEW $197.97 +12.0%
1177 THC TENET HEALTHCARE CORP Healthcare 12,112.0 $2.4M 0.00% NEW $198.74 -5.7%
1178 PAXS PIMCO ACCESS INCOME FUND Financial Services 156,304.0 $2.4M 0.00% NEW $15.30 -7.9%
1179 TD TORONTO DOMINION BK ONT Financial Services 25,384.0 $2.4M 0.00% NEW $94.20 +16.3%
1180 DEI DOUGLAS EMMETT INC Real Estate 216,118.0 $2.4M 0.00% NEW $10.99 +4.3%
Page 59 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%