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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 57 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 XME SPDR SERIES TRUST 26,057.0 $2.7M 0.01% NEW $103.61 +11.4%
1122 JPIB J P MORGAN EXCHANGE TRADED F 55,360.0 $2.7M 0.01% NEW $48.70 -1.7%
1123 ASB ASSOCIATED BANC CORP Financial Services 104,572.0 $2.7M 0.01% NEW $25.76 +8.9%
1124 RDDT REDDIT INC Communication Services 11,697.0 $2.7M 0.01% NEW $229.87 -36.2%
1125 EATON VANCE TAX-MANAGED GLOB 291,291.0 $2.7M 0.01% NEW $9.22
1126 FWD AB ACTIVE ETFS INC 25,693.0 $2.7M 0.01% NEW $104.41 +29.8%
1127 XYLD GLOBAL X FDS 65,927.0 $2.7M 0.01% NEW $40.63 -0.7%
1128 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 235,591.0 $2.7M 0.01% NEW $11.30 -1.8%
1129 CANADIAN PACIFIC KANSAS CITY 36,050.0 $2.7M 0.01% NEW $73.63
1130 HTGC HERCULES CAPITAL INC Financial Services 140,996.0 $2.7M 0.01% NEW $18.82 -17.8%
1131 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 54,616.0 $2.7M 0.01% NEW $48.58 +73.9%
1132 AME AMETEK INC Industrials 12,882.0 $2.6M 0.01% NEW $205.33 +8.7%
1133 VNOM VIPER ENERGY INC Energy 68,393.0 $2.6M 0.01% NEW $38.63 +23.5%
1134 DG DOLLAR GEN CORP NEW Consumer Defensive 19,882.0 $2.6M 0.01% NEW $132.78 -20.9%
1135 CGUS CAPITAL GROUP CORE EQUITY ET 65,444.0 $2.6M 0.01% NEW $40.23 +8.4%
1136 FXR FIRST TR EXCHANGE TRADED FD 32,932.0 $2.6M 0.01% NEW $79.87 +6.2%
1137 EES WISDOMTREE TR 46,139.0 $2.6M 0.01% NEW $56.93 +10.8%
1138 HUBB HUBBELL INC Industrials 5,910.0 $2.6M 0.01% NEW $444.16 +3.8%
1139 PALL ABRDN PALLADIUM ETF TRUST Financial Services 18,021.0 $2.6M 0.01% NEW $145.38 -82.7%
1140 NU NU HLDGS LTD Financial Services 156,334.0 $2.6M 0.01% NEW $16.74 -21.4%
Page 57 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%