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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 56 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 SCHO SCHWAB STRATEGIC TR 115,943.0 $2.8M 0.01% NEW $24.37 -1.1%
1102 COHR COHERENT CORP Technology 15,297.0 $2.8M 0.01% NEW $184.58 +56.9%
1103 EOS EATON VANCE ENHANCED EQUITY Financial Services 119,860.0 $2.8M 0.01% NEW $23.41 -8.5%
1104 WBD WARNER BROS DISCOVERY INC Communication Services 97,274.0 $2.8M 0.01% NEW $28.82 -0.9%
1105 OSEA HARBOR ETF TRUST 92,667.0 $2.8M 0.01% NEW $30.25 +2.4%
1106 SPIB SPDR SERIES TRUST 82,767.0 $2.8M 0.01% NEW $33.81 -2.1%
1107 PFXF VANECK ETF TRUST 157,681.0 $2.8M 0.01% NEW $17.66 +1.8%
1108 XCEM COLUMBIA ETF TR II 72,425.0 $2.8M 0.01% NEW $38.36 +31.9%
1109 GWRE GUIDEWIRE SOFTWARE INC Technology 13,709.0 $2.8M 0.01% NEW $201.01 -5.9%
1110 ZROZ PIMCO ETF TR 42,874.0 $2.8M 0.01% NEW $64.25 -9.8%
1111 WTAI WISDOMTREE TR 94,374.0 $2.8M 0.01% NEW $29.14 +41.3%
1112 HBAN HUNTINGTON BANCSHARES INC Financial Services 157,998.0 $2.7M 0.01% NEW $17.35 -1.8%
1113 IYJ ISHARES TR 18,497.0 $2.7M 0.01% NEW $148.18 +11.3%
1114 HUBG HUB GROUP INC Industrials 64,261.0 $2.7M 0.01% NEW $42.61 -4.4%
1115 XMHQ INVESCO EXCHANGE TRADED FD T 26,716.0 $2.7M 0.01% NEW $102.42 +16.4%
1116 DUSA DAVIS FUNDAMENTAL ETF TR 53,308.0 $2.7M 0.01% NEW $51.13 +11.7%
1117 LEN LENNAR CORP Consumer Cyclical 26,425.0 $2.7M 0.01% NEW $102.80 -15.4%
1118 WU WESTERN UN CO Financial Services 291,264.0 $2.7M 0.01% NEW $9.31 -21.6%
1119 GPIQ GOLDMAN SACHS ETF TR 51,285.0 $2.7M 0.01% NEW $52.87 +7.1%
1120 MYI BLACKROCK MUNIYIELD QUALITY Financial Services 249,293.0 $2.7M 0.01% NEW $10.87 -1.6%
Page 56 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.8%
Financial Services 22.5%
Industrials 9.0%
Healthcare 8.9%
Consumer Cyclical 8.5%
Communication Services 7.4%
Energy 4.2%
Consumer Defensive 3.8%
Utilities 2.5%
Real Estate 1.8%