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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 54 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 GNRC GENERAC HLDGS INC Industrials 22,951.0 $3.1M 0.01% NEW $136.37 +81.7%
1062 EW EDWARDS LIFESCIENCES CORP Healthcare 36,707.0 $3.1M 0.01% NEW $85.25 -2.4%
1063 CGBL CAPITAL GROUP CORE BALANCED 88,296.0 $3.1M 0.01% NEW $35.33 +5.1%
1064 UFOX ETF SER SOLUTIONS 48,782.0 $3.1M 0.01% NEW $63.84 +50.4%
1065 PREF PRINCIPAL EXCHANGE TRADED FD 162,835.0 $3.1M 0.01% NEW $19.07 -0.7%
1066 TAFI AB ACTIVE ETFS INC 122,602.0 $3.1M 0.01% NEW $25.21 -0.4%
1067 TLN TALEN ENERGY CORP Utilities 8,243.0 $3.1M 0.01% NEW $374.84 -8.1%
1068 ALLE ALLEGION PLC Industrials 19,372.0 $3.1M 0.01% NEW $159.22 -17.9%
1069 DOL WISDOMTREE TR 46,696.0 $3.1M 0.01% NEW $65.85 +12.5%
1070 DD DUPONT DE NEMOURS INC Basic Materials 75,511.0 $3.0M 0.01% NEW $40.20 +17.3%
1071 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 239,202.0 $3.0M 0.01% NEW $12.66 -3.2%
1072 CHD CHURCH & DWIGHT CO INC Consumer Defensive 36,051.0 $3.0M 0.01% NEW $83.85 +14.1%
1073 BBEU J P MORGAN EXCHANGE TRADED F 41,177.0 $3.0M 0.01% NEW $73.30 +6.2%
1074 MMIN NEW YORK LIFE INVTS ACTIVE E 125,988.0 $3.0M 0.01% NEW $23.94 -0.6%
1075 BTT BLACKROCK MUN TARGET TERM TR Financial Services 132,090.0 $3.0M 0.01% NEW $22.82 -0.8%
1076 GLNG GOLAR LNG LTD Energy 80,892.0 $3.0M 0.01% NEW $37.21 +40.6%
1077 HYMB SPDR SERIES TRUST 120,424.0 $3.0M 0.01% NEW $24.94 -0.1%
1078 ZS ZSCALER INC Technology 13,344.0 $3.0M 0.01% NEW $224.93 -22.4%
1079 CGXU CAPITAL GROUP INTL FOCUS EQT 101,046.0 $3.0M 0.01% NEW $29.55 +13.6%
1080 STRV EA SERIES TRUST 67,564.0 $3.0M 0.01% NEW $44.09 +8.6%
Page 54 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%