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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 42 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 CRSP CRISPR THERAPEUTICS AG Healthcare 112,667.0 $5.9M 0.01% NEW $52.44 -4.8%
822 PAYX PAYCHEX INC Industrials 52,619.0 $5.9M 0.01% NEW $112.18 -16.0%
823 RDVI FIRST TR EXCHANGE-TRADED FD 224,729.0 $5.9M 0.01% NEW $26.24 +4.0%
824 SMMD ISHARES TR 78,388.0 $5.9M 0.01% NEW $74.94 +15.3%
825 GRAL GRAIL INC Healthcare 68,577.0 $5.9M 0.01% NEW $85.59 -20.7%
826 VRSK VERISK ANALYTICS INC Industrials 26,237.0 $5.9M 0.01% NEW $223.70 -23.7%
827 EZU ISHARES INC 91,252.0 $5.8M 0.01% NEW $64.10 +6.5%
828 QGRW WISDOMTREE TR 99,360.0 $5.8M 0.01% NEW $58.67 +11.2%
829 MEAR ISHARES U S ETF TR 114,797.0 $5.8M 0.01% NEW $50.32 -0.3%
830 IQDG WISDOMTREE TR 139,078.0 $5.8M 0.01% NEW $41.48 +2.6%
831 QQEW FIRST TR EXCHANGE-TRADED FD 40,516.0 $5.8M 0.01% NEW $142.13 +4.7%
832 CGGO CAPITAL GROUP GBL GROWTH EQT 166,190.0 $5.8M 0.01% NEW $34.65 +14.0%
833 BIP BROOKFIELD INFRAST PARTNERS Utilities 165,425.0 $5.7M 0.01% NEW $34.74 +14.4%
834 MDB MONGODB INC Technology 13,638.0 $5.7M 0.01% NEW $419.70 -24.4%
835 SPTI SPDR SERIES TRUST 197,759.0 $5.7M 0.01% NEW $28.84 -2.0%
836 GSK GSK PLC Healthcare 116,248.0 $5.7M 0.01% NEW $49.04 +5.1%
837 FXO FIRST TR EXCHANGE TRADED FD 93,793.0 $5.7M 0.01% NEW $60.35 -1.5%
838 BKAG BNY MELLON ETF TRUST 133,364.0 $5.7M 0.01% NEW $42.38 -1.6%
839 SPSM SPDR SERIES TRUST 120,095.0 $5.6M 0.01% NEW $46.86 +13.1%
840 GDXJ VANECK ETF TRUST 49,351.0 $5.6M 0.01% NEW $113.78 -1.4%
Page 42 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%