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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 185 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3681 APEI AMERICAN PUB ED INC Consumer Defensive 353.0 $13K NEW $37.80 +36.5%
3682 SBSI SOUTHSIDE BANCSHARES INC Financial Services 439.0 $13K NEW $30.39 +7.7%
3683 CWCO CONSOLIDATED WATER CO INC Utilities 375.0 $13K NEW $35.29 -17.7%
3684 VERX VERTEX INC Technology 656.0 $13K NEW $19.97 -32.3%
3685 FIIG FIRST TR EXCHANGE-TRADED FD 617.0 $13K NEW $21.23 -3.3%
3686 CION CION INVT CORP Financial Services 1,353.0 $13K NEW $9.67 -31.8%
3687 SPE SPECIAL OPPORTUNITIES FD INC Financial Services 890.0 $13K NEW $14.69 -5.0%
3688 NUVEEN REAL ESTATE INCOME FD 1,704.0 $13K NEW $7.66
3689 VUZI VUZIX CORP Technology 3,452.0 $13K NEW $3.78 +19.6%
3690 JMTG J P MORGAN EXCHANGE TRADED F 255.0 $13K NEW $51.06 -1.4%
3691 LOPP GABELLI ETFS TRUST 393.0 $13K NEW $33.05 +10.6%
3692 NOMD NOMAD FOODS LTD Consumer Defensive 1,037.0 $13K NEW $12.51 -19.1%
3693 FBOT FIDELITY COVINGTON TRUST 386.0 $13K NEW $33.34 +15.9%
3694 IVT INVENTRUST PPTYS CORP Real Estate 454.0 $13K NEW $28.21 +16.2%
3695 DDD 3-D SYS CORP DEL Technology 7,235.0 $13K NEW $1.77 +68.9%
3696 FREIGHTOS LTD 5,615.0 $13K NEW $2.28
3697 NWL NEWELL BRANDS INC Consumer Defensive 3,429.0 $13K NEW $3.72 -3.8%
3698 NEWSMAX INC 1,650.0 $13K NEW $7.73
3699 ABEV AMBEV SA Consumer Defensive 5,125.0 $13K NEW $2.47 +32.4%
3700 APLS APELLIS PHARMACEUTICALS INC Healthcare 503.0 $13K NEW $25.12 +63.3%
Page 185 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%