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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 184 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3661 CLBT CELLEBRITE DI LTD Technology 783.0 $14K NEW $18.03 -27.0%
3662 MHO M/I HOMES INC Consumer Cyclical 110.0 $14K NEW $127.95 +0.8%
3663 KODK EASTMAN KODAK CO Industrials 1,650.0 $14K NEW $8.46 +13.8%
3664 ABM ABM INDS INC Industrials 330.0 $14K NEW $42.30 -5.2%
3665 GERN GERON CORP Healthcare 10,572.0 $14K NEW $1.32 -4.5%
3666 HNI HNI CORP Industrials 331.0 $14K NEW $42.05 -26.6%
3667 ANIP ANI PHARMACEUTICALS INC Healthcare 176.0 $14K NEW $78.94 +4.8%
3668 CAF MORGAN STANLEY CHINA A SH FD Financial Services 800.0 $14K NEW $17.36 +13.4%
3669 SKT TANGER INC Real Estate 415.0 $14K NEW $33.43 +6.6%
3670 KRYS KRYSTAL BIOTECH INC Healthcare 56.0 $14K NEW $246.54 +23.4%
3671 TNDM TANDEM DIABETES CARE INC Healthcare 627.0 $14K NEW $21.98 -31.6%
3672 RSI RUSH STREET INTERACTIVE INC Consumer Cyclical 708.0 $14K NEW $19.43 +42.3%
3673 CSV CARRIAGE SVCS INC Consumer Cyclical 320.0 $14K NEW $42.30 +3.8%
3674 DCO DUCOMMUN INC DEL Industrials 142.0 $14K NEW $95.13 +50.2%
3675 MPV BARINGS PARTN INVS Financial Services 850.0 $14K NEW $15.89 +5.6%
3676 DIV GLOBAL X FDS 776.0 $13K NEW $17.34 +12.5%
3677 OFG OFG BANCORP Financial Services 328.0 $13K NEW $40.98 +10.3%
3678 METV LISTED FDS TR 715.0 $13K NEW $18.78 +0.6%
3679 ORRF ORRSTOWN FINL SVCS INC Financial Services 377.0 $13K NEW $35.42 +3.8%
3680 SEB SEABOARD CORP DEL Industrials 3.0 $13K NEW $4447.67 +12.3%
Page 184 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%