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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 180 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3581 ASC ARDMORE SHIPPING CORP Industrials 1,611.0 $17K NEW $10.59 +82.2%
3582 GRUPO CIBEST SA 268.0 $17K NEW $63.61
3583 NPK INTERNATIONAL INC 1,428.0 $17K NEW $11.92
3584 IMVT IMMUNOVANT INC Healthcare 669.0 $17K NEW $25.42 +34.3%
3585 HCKT HACKETT GROUP INC Technology 865.0 $17K NEW $19.63 -45.8%
3586 VERASTEM INC 2,173.0 $17K NEW $7.72
3587 NKSH NATIONAL BANKSHARES INC VA Financial Services 500.0 $17K NEW $33.53 +6.0%
3588 VCV INVESCO CALIF VALUE MUN INCO Financial Services 1,506.0 $17K NEW $11.13 -5.7%
3589 HGV HILTON GRAND VACATIONS INC Consumer Cyclical 374.0 $17K NEW $44.75 +9.4%
3590 VYX NCR VOYIX CORPORATION Technology 1,632.0 $17K NEW $10.20 -36.6%
3591 GLUE MONTE ROSA THERAPEUTICS INC Healthcare 1,061.0 $17K NEW $15.68 +20.4%
3592 FIRST FNDTN INC 2,697.0 $17K NEW $6.16
3593 BHF BRIGHTHOUSE FINL INC Financial Services 256.0 $17K NEW $64.79 -3.2%
3594 ALLBIRDS INC 4,039.0 $17K NEW $4.10
3595 SBR SABINE RTY TR Energy 241.0 $17K NEW $68.58 +13.3%
3596 TNC TENNANT CO Industrials 223.0 $16K NEW $73.95 +12.1%
3597 FEMB FIRST TR EXCH TRADED FD III 552.0 $16K NEW $29.85 -2.7%
3598 BSRR SIERRA BANCORP Financial Services 502.0 $16K NEW $32.68 +17.8%
3599 SM SM ENERGY CO Energy 876.0 $16K NEW $18.71 +86.1%
3600 TIC TIC SOLUTIONS INC Industrials 1,621.0 $16K NEW $10.11 -15.0%
Page 180 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%