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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 178 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3541 RZG INVESCO EXCHANGE TRADED FD T 341.0 $19K NEW $54.38 +16.3%
3542 LSPD LIGHTSPEED COMMERCE INC Technology 1,535.0 $19K NEW $12.08 -30.7%
3543 PLAB PHOTRONICS INC Technology 579.0 $19K NEW $32.00 +55.7%
3544 RBBN RIBBON COMMUNICATIONS INC Communication Services 6,408.0 $18K NEW $2.88 -7.6%
3545 NRIM NORTHRIM BANCORP INC Financial Services 692.0 $18K NEW $26.61 -8.0%
3546 PENG PENGUIN SOLUTIONS INC Technology 941.0 $18K NEW $19.56 +149.5%
3547 TREEHOUSE FOODS INC 777.0 $18K NEW $23.59
3548 DLO DLOCAL LTD Technology 1,295.0 $18K NEW $14.15 -13.5%
3549 ONCOLYTICS BIOTECH INC 20,939.0 $18K NEW $0.87
3550 CGCV CAPITAL GROUP CONSERVATIVE E 600.0 $18K NEW $30.49 +4.9%
3551 PLUG PLUG POWER INC Industrials 9,270.0 $18K NEW $1.97 +68.0%
3552 GALT GALECTIN THERAPEUTICS INC Healthcare 4,386.0 $18K NEW $4.16 -39.4%
3553 VNET VNET GROUP INC Technology 2,153.0 $18K NEW $8.46 +20.7%
3554 PRGO PERRIGO CO PLC Healthcare 1,304.0 $18K NEW $13.93 -19.9%
3555 UA UNDER ARMOUR INC Consumer Cyclical 3,783.0 $18K NEW $4.80 +4.8%
3556 DHC DIVERSIFIED HEALTHCARE TR Real Estate 3,736.0 $18K NEW $4.85 +83.5%
3557 ASH ASHLAND INC Basic Materials 308.0 $18K NEW $58.76 -4.2%
3558 ERII ENERGY RECOVERY INC Industrials 1,341.0 $18K NEW $13.49 -36.1%
3559 JPRE J P MORGAN EXCHANGE TRADED F 386.0 $18K NEW $46.71 +12.1%
3560 SYRE SPYRE THERAPEUTICS INC Healthcare 549.0 $18K NEW $32.76 +119.5%
Page 178 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%