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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 177 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3521 PDSB PDS BIOTECHNOLOGY CORP Healthcare 25,664.0 $20K NEW $0.77 +50.7%
3522 TFIN TRIUMPH FINANCIAL INC Financial Services 315.0 $20K NEW $62.63 +4.6%
3523 AMAL AMALGAMATED FINANCIAL CORP Financial Services 614.0 $20K NEW $32.07 +29.1%
3524 AMKR AMKOR TECHNOLOGY INC Technology 495.0 $20K NEW $39.49 +66.9%
3525 MMI MARCUS & MILLICHAP INC Real Estate 714.0 $20K NEW $27.31 +4.4%
3526 EFC ELLINGTON FINANCIAL INC Real Estate 1,435.0 $19K NEW $13.58 -0.1%
3527 KE KIMBALL ELECTRONICS INC Industrials 700.0 $19K NEW $27.82 -13.0%
3528 SPMB SPDR SERIES TRUST 867.0 $19K NEW $22.43 -1.4%
3529 BBAI BIGBEAR AI HLDGS INC Technology 3,575.0 $19K NEW $5.40 -22.2%
3530 PLXS PLEXUS CORP Technology 131.0 $19K NEW $147.00 +75.8%
3531 PFBC PREFERRED BK LOS ANGELES CA Financial Services 203.0 $19K NEW $94.43 +0.3%
3532 SLQT SELECTQUOTE INC Financial Services 13,572.0 $19K NEW $1.41 -25.5%
3533 PAM PAMPA ENERGIA S A Utilities 215.0 $19K NEW $88.51 -7.7%
3534 EPRT ESSENTIAL PPTYS RLTY TR INC Real Estate 639.0 $19K NEW $29.70 +5.7%
3535 EUAD SPINNAKER ETF SERIES 450.0 $19K NEW $42.13 -5.6%
3536 PRAXIS PRECISION MEDICINES I 64.0 $19K NEW $294.73
3537 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 5,000.0 $19K NEW $3.77 +137.9%
3538 POWI POWER INTEGRATIONS INC Technology 527.0 $19K NEW $35.58 +94.3%
3539 LI LI AUTO INC Consumer Cyclical 1,100.0 $19K NEW $16.93 -4.3%
3540 TLK P T TELEKOMUNIKASI INDONESIA Communication Services 882.0 $19K NEW $21.05 -17.1%
Page 177 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%