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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 169 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3361 CURB CURBLINE PPTYS CORP Real Estate 1,176.0 $27K NEW $23.22 +23.5%
3362 VREX VAREX IMAGING CORP Healthcare 2,342.0 $27K NEW $11.65 -13.0%
3363 OSBC OLD SECOND BANCORP INC ILL Financial Services 1,396.0 $27K NEW $19.50 +8.1%
3364 JHAI JANUS DETROIT STR TR 1,000.0 $27K NEW $27.21 +20.8%
3365 WBTN WEBTOON ENTMT INC Technology 2,085.0 $27K NEW $13.03 -10.7%
3366 DRD DRDGOLD LIMITED Basic Materials 875.0 $27K NEW $31.01 -15.6%
3367 NG NOVAGOLD RES INC Basic Materials 2,896.0 $27K NEW $9.32 -16.7%
3368 GSM FERROGLOBE PLC Basic Materials 5,810.0 $27K NEW $4.64 -11.4%
3369 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 7,552.0 $27K NEW $3.56 -23.9%
3370 HBT HBT FINL INC. Financial Services 1,035.0 $27K NEW $25.85 +10.2%
3371 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 3,030.0 $27K NEW $8.82 -4.5%
3372 TDW TIDEWATER INC NEW Energy 529.0 $27K NEW $50.51 +67.4%
3373 TDOC TELADOC HEALTH INC Healthcare 3,810.0 $27K NEW $7.00 -7.4%
3374 UTZ UTZ BRANDS INC Consumer Defensive 2,552.0 $26K NEW $10.38 -25.7%
3375 LQDI ISHARES U S ETF TR 1,000.0 $26K NEW $26.48 -0.9%
3376 PSCH INVESCO EXCH TRADED FD TR II 600.0 $26K NEW $44.05 +2.3%
3377 ALV AUTOLIV INC Consumer Cyclical 222.0 $26K NEW $118.70 +1.3%
3378 COMSTOCK INC 7,000.0 $26K NEW $3.76
3379 UJUN INNOVATOR ETFS TRUST 700.0 $26K NEW $37.40 +3.4%
3380 NUDM NUSHARES ETF TR 721.0 $26K NEW $36.21 +7.2%
Page 169 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%