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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 164 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3261 FJP FIRST TR EXCH TRD ALPHDX FD 500.0 $34K NEW $67.19 +13.1%
3262 PNOV INNOVATOR ETFS TRUST 800.0 $33K NEW $41.78 +5.2%
3263 IBTO ISHARES TR 1,360.0 $33K NEW $24.57 -2.4%
3264 WMG WARNER MUSIC GROUP CORP Communication Services 1,088.0 $33K NEW $30.67 +10.6%
3265 PAPR INNOVATOR ETFS TRUST 852.0 $33K NEW $39.12 +7.1%
3266 FOX FOX CORP Communication Services 512.0 $33K NEW $64.96 -11.3%
3267 EPOL ISHARES TR 944.0 $33K NEW $35.22 +12.9%
3268 TRMK TRUSTMARK CORP Financial Services 848.0 $33K NEW $38.95 +13.6%
3269 ASGN ASGN INC Technology 685.0 $33K NEW $48.17 -60.3%
3270 NSIT INSIGHT ENTERPRISES INC Technology 402.0 $33K NEW $81.47 +14.9%
3271 UMH UMH PPTYS INC Real Estate 2,056.0 $33K NEW $15.92 -3.4%
3272 EXTR EXTREME NETWORKS Technology 1,957.0 $33K NEW $16.65 +43.5%
3273 CSGS CSG SYS INTL INC Technology 424.0 $33K NEW $76.71 +5.2%
3274 STNE STONECO LTD Technology 2,199.0 $33K NEW $14.79 -25.3%
3275 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 3,320.0 $32K NEW $9.73 -24.2%
3276 BEACON FINANCIAL CORP. 1,213.0 $32K NEW $26.38
3277 AEHR AEHR TEST SYS Technology 1,583.0 $32K NEW $20.19 +352.2%
3278 SLAB SILICON LABORATORIES INC Technology 244.0 $32K NEW $130.70 +65.9%
3279 DRS LEONARDO DRS INC Industrials 935.0 $32K NEW $34.09 +30.7%
3280 NUVEEN NEW JERSEY QULT MUN F 2,500.0 $32K NEW $12.64
Page 164 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%