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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 162 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3221 LEMB ISHARES INC 873.0 $36K NEW $41.57 +0.4%
3222 GBTG GLOBAL BUSINESS TRAVEL GROUP Technology 4,741.0 $36K NEW $7.65 +23.3%
3223 LDUR PIMCO ETF TR 378.0 $36K NEW $95.94 -0.5%
3224 BEAM BEAM THERAPEUTICS INC Healthcare 1,299.0 $36K NEW $27.72 -0.2%
3225 DFSD DIMENSIONAL ETF TRUST 750.0 $36K NEW $47.95 -0.5%
3226 VRDN VIRIDIAN THERAPEUTICS INC Healthcare 1,153.0 $36K NEW $31.12 -43.3%
3227 EAD ALLSPRING INCOME OPPORTUNIT Financial Services 5,282.0 $36K NEW $6.78 -3.7%
3228 AGD ABRDN GLOBAL DYNAMIC DIVIDEN Financial Services 3,070.0 $36K NEW $11.66 +7.5%
3229 MSM MSC INDL DIRECT INC Industrials 421.0 $35K NEW $84.18 +25.9%
3230 BB BLACKBERRY LTD Technology 9,350.0 $35K NEW $3.79 +75.5%
3231 IMO IMPERIAL OIL LTD Energy 410.0 $35K NEW $86.39 +55.0%
3232 LRGF ISHARES TR 509.0 $35K NEW $69.43 +7.4%
3233 GBX GREENBRIER COS INC Industrials 755.0 $35K NEW $46.74 +4.2%
3234 IGOV ISHARES TR 846.0 $35K NEW $41.69 -0.6%
3235 CXM SPRINKLR INC Technology 4,525.0 $35K NEW $7.78 -32.1%
3236 YELP YELP INC Communication Services 1,158.0 $35K NEW $30.39 -26.1%
3237 CCAP CRESCENT CAP BDC INC Financial Services 2,500.0 $35K NEW $14.05 -18.6%
3238 PBP INVESCO EXCHANGE TRADED FD T 1,534.0 $35K NEW $22.83 -0.7%
3239 KNF KNIFE RIVER CORP Basic Materials 497.0 $35K NEW $70.35 +4.7%
3240 MZTI MARZETTI COMPANY Consumer Defensive 212.0 $35K NEW $164.91 -31.6%
Page 162 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%