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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 145 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2881 AWF ALLIANCEBERNSTEIN GLOBAL HIG Financial Services 6,840.0 $73K NEW $10.69 -4.2%
2882 WGS GENEDX HOLDINGS CORP Healthcare 562.0 $73K NEW $130.06 -65.6%
2883 HIFS HINGHAM INSTN SVGS MASS Financial Services 257.0 $73K NEW $283.96 -0.1%
2884 CXSE WISDOMTREE TR 1,819.0 $73K NEW $40.11 -0.5%
2885 RDN RADIAN GROUP INC Financial Services 2,015.0 $73K NEW $36.01 +4.4%
2886 VCYT VERACYTE INC Healthcare 1,719.0 $72K NEW $42.10 +7.3%
2887 ARVN ARVINAS INC Healthcare 6,097.0 $72K NEW $11.86 -23.3%
2888 WHR WHIRLPOOL CORP Consumer Cyclical 1,001.0 $72K NEW $72.16 -42.5%
2889 OPLN OPENLANE INC Consumer Cyclical 2,423.0 $72K NEW $29.78 +17.7%
2890 ROSC LATTICE STRATEGIES TR 1,533.0 $72K NEW $47.03 +10.6%
2891 SCHWAB STRATEGIC TR 2,796.0 $72K NEW $25.67
2892 PRG PROG HOLDINGS INC Industrials 2,429.0 $72K NEW $29.50 +14.4%
2893 SANM SANMINA CORPORATION Technology 477.0 $72K NEW $150.07 +54.0%
2894 ABR ARBOR REALTY TRUST INC Real Estate 9,216.0 $72K NEW $7.76 -23.8%
2895 BGR BLACKROCK ENERGY & RES TR Financial Services 5,278.0 $71K NEW $13.54 +21.2%
2896 RR RICHTECH ROBOTICS INC Industrials 22,100.0 $71K NEW $3.23 -23.8%
2897 CZNC CITIZENS & NORTHN CORP Financial Services 3,530.0 $71K NEW $20.17 +5.1%
2898 VIRTUS ARTIFICIAL INTELLIGEN 3,265.0 $71K NEW $21.75
2899 BBBY BED BATH & BEYOND INC Consumer Cyclical 13,000.0 $71K NEW $5.46 +4.9%
2900 FRONTIER COMMUNICATIONS PARE 1,858.0 $71K NEW $38.07
Page 145 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%