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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 141 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 PECO PHILLIPS EDISON & CO INC Real Estate 2,355.0 $84K NEW $35.66 +13.0%
2802 DBEZ DBX ETF TR 1,516.0 $84K NEW $55.15 +8.6%
2803 PFLD ETF SER SOLUTIONS 4,268.0 $84K NEW $19.56 +0.4%
2804 RAMACO RES INC 4,630.0 $83K NEW $18.00
2805 CARG CARGURUS INC Consumer Cyclical 2,173.0 $83K NEW $38.35 -26.4%
2806 NBTB NBT BANCORP INC Financial Services 2,004.0 $83K NEW $41.53 +10.6%
2807 JGLO J P MORGAN EXCHANGE TRADED F 1,228.0 $83K NEW $67.71 +4.6%
2808 EOT EATON VANCE NATL MUN OPPORT Financial Services 4,911.0 $83K NEW $16.91 -1.1%
2809 IBCA ISHARES TR 3,200.0 $83K NEW $25.94 -1.9%
2810 BODI THE BEACHBODY COMPANY INC Communication Services 8,000.0 $83K NEW $10.36 +3.2%
2811 NWE NORTHWESTERN ENERGY GROUP IN Utilities 1,280.0 $83K NEW $64.55 +11.4%
2812 DMXF ISHARES TR 1,098.0 $83K NEW $75.18 +10.4%
2813 ATHM AUTOHOME INC Communication Services 3,704.0 $82K NEW $22.26 -25.5%
2814 HGLB HIGHLAND GLOBAL ALLOCATION F Financial Services 9,012.0 $82K NEW $9.13 -11.9%
2815 FLBL FRANKLIN TEMPLETON ETF TR 3,493.0 $82K NEW $23.42 -1.5%
2816 ADMA ADMA BIOLOGICS INC Healthcare 4,485.0 $82K NEW $18.24 -54.8%
2817 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 5,184.0 $81K NEW $15.59 +4.2%
2818 XJH ISHARES TR 1,810.0 $81K NEW $44.65 +10.8%
2819 AAP ADVANCE AUTO PARTS INC Consumer Cyclical 2,056.0 $81K NEW $39.31 +47.4%
2820 CRK COMSTOCK RES INC Energy 3,485.0 $81K NEW $23.18 -39.9%
Page 141 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%