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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 138 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2741 BBN BLACKROCK TAX MUNICPAL BD TR Financial Services 5,963.0 $97K NEW $16.32 -2.0%
2742 FMQQ EXCHANGE TRADED CONCEPTS TRU 7,031.0 $97K NEW $13.82 -15.2%
2743 UNFI UNITED NAT FOODS INC Consumer Defensive 2,865.0 $96K NEW $33.67 +49.5%
2744 HRI HERC HLDGS INC Industrials 648.0 $96K NEW $148.58 +1.5%
2745 IZRL ARK ETF TR 3,218.0 $96K NEW $29.89 +0.4%
2746 BVN COMPANIA DE MINAS BUENAVENTU Basic Materials 3,449.0 $96K NEW $27.83 +29.2%
2747 HAWX ISHARES TR 2,431.0 $96K NEW $39.48 +16.6%
2748 SHE SPDR SERIES TRUST 724.0 $96K NEW $132.07 +17.2%
2749 AEVA AEVA TECHNOLOGIES INC Consumer Cyclical 7,159.0 $95K NEW $13.28 +80.2%
2750 RGEN REPLIGEN CORP Healthcare 579.0 $95K NEW $163.86 -19.6%
2751 TEX TEREX CORP NEW Industrials 1,773.0 $95K NEW $53.40 +21.6%
2752 MBX MBX BIOSCIENCES INC Healthcare 3,000.0 $95K NEW $31.54 +27.1%
2753 IVOV VANGUARD ADMIRAL FDS INC 936.0 $95K NEW $101.07 +11.8%
2754 FBY TIDAL TRUST II 7,500.0 $95K NEW $12.61 -24.6%
2755 AMH AMERICAN HOMES 4 RENT Real Estate 2,941.0 $94K NEW $32.10 +1.0%
2756 SXI STANDEX INTL CORP Industrials 432.0 $94K NEW $218.01 +41.6%
2757 BCML BAYCOM CORP Financial Services 3,198.0 $94K NEW $29.40 +7.9%
2758 DFE WISDOMTREE TR 1,307.0 $94K NEW $71.84 +6.1%
2759 ENVA ENOVA INTL INC Financial Services 597.0 $94K NEW $157.20 +23.3%
2760 AIVL WISDOMTREE TR 816.0 $94K NEW $114.98 +12.6%
Page 138 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%