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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 137 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2721 ESTC ELASTIC N V Technology 1,349.0 $102K NEW $75.44 -20.0%
2722 CRESUD S A C I F Y A 8,045.0 $102K NEW $12.63
2723 AB ACTIVE ETFS INC 4,057.0 $101K NEW $25.00
2724 RIG TRANSOCEAN LTD Energy 24,497.0 $101K NEW $4.13 +46.2%
2725 TVTX TRAVERE THERAPEUTICS INC Healthcare 2,642.0 $101K NEW $38.21 +28.0%
2726 ONEV SPDR SERIES TRUST 757.0 $101K NEW $133.23 +8.2%
2727 DRLL EA SERIES TRUST 3,533.0 $101K NEW $28.54 +26.8%
2728 USA LIBERTY ALL STAR EQUITY FD Financial Services 16,040.0 $101K NEW $6.28 -8.6%
2729 MTH MERITAGE HOMES CORP Consumer Cyclical 1,524.0 $100K NEW $65.84 +13.1%
2730 ONB OLD NATL BANCORP IND Financial Services 4,489.0 $100K NEW $22.31 +12.7%
2731 TECB ISHARES TR 1,627.0 $99K NEW $60.88 +15.0%
2732 GSWO GOLDMAN SACHS ETF TR 1,715.0 $99K NEW $57.74 +9.4%
2733 VPC ETFIS SER TR I 5,537.0 $99K NEW $17.80 -13.1%
2734 REAL THE REALREAL INC Consumer Cyclical 6,241.0 $98K NEW $15.78 -34.9%
2735 GSL GLOBAL SHIP LEASE INC NEW Industrials 2,810.0 $98K NEW $35.04 +14.3%
2736 QDEC FIRST TR EXCHNG TRADED FD VI 3,026.0 $98K NEW $32.53 +8.5%
2737 JAMES RIV GROUP HOLDINGS INC 15,424.0 $98K NEW $6.36
2738 HBM HUDBAY MINERALS INC Basic Materials 4,933.0 $98K NEW $19.85 +40.1%
2739 EXEL EXELIXIS INC Healthcare 2,233.0 $98K NEW $43.83 +21.2%
2740 SLRC SLR INVESTMENT CORP Financial Services 6,325.0 $98K NEW $15.46 -17.8%
Page 137 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%