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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 134 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2661 KBA KRANESHARES TRUST 3,660.0 $113K NEW $30.90 +10.8%
2662 FTCA PUTNAM ETF TRUST 15,407.0 $113K NEW $7.32 +0.9%
2663 MOMO HELLO GROUP INC Communication Services 17,182.0 $113K NEW $6.55 -12.5%
2664 LAD LITHIA MTRS INC Consumer Cyclical 337.0 $112K NEW $333.13 -7.7%
2665 SMG SCOTTS MIRACLE-GRO CO Basic Materials 1,920.0 $112K NEW $58.36 +8.1%
2666 ACIW ACI WORLDWIDE INC Technology 2,342.0 $112K NEW $47.81 -4.8%
2667 QQXT FIRST TR EXCHANGE-TRADED FD 1,124.0 $112K NEW $99.37 -0.7%
2668 OR OR ROYALTIES INC. Basic Materials 3,150.0 $111K NEW $35.39 +4.1%
2669 SPXC SPX TECHNOLOGIES INC Industrials 557.0 $111K NEW $200.06 +17.4%
2670 AQST AQUESTIVE THERAPEUTICS INC Healthcare 17,196.0 $111K NEW $6.46 -34.1%
2671 BCO BRINKS CO Industrials 950.0 $111K NEW $116.79 -14.3%
2672 SCHI SCHWAB STRATEGIC TR 4,820.0 $111K NEW $22.97 -1.5%
2673 EVTR MORGAN STANLEY ETF TRUST 2,130.0 $110K NEW $51.50 -1.1%
2674 BCE BCE INC Communication Services 4,600.0 $110K NEW $23.82 -0.0%
2675 NPO ENPRO INC Industrials 511.0 $109K NEW $214.20 +67.2%
2676 POET POET TECHNOLOGIES INC Technology 17,256.0 $109K NEW $6.33 +99.8%
2677 EIS ISHARES INC 991.0 $109K NEW $110.09 +12.2%
2678 AGM FEDERAL AGRIC MTG CORP Financial Services 620.0 $109K NEW $175.84 +4.6%
2679 ACLS AXCELIS TECHNOLOGIES INC Technology 1,357.0 $109K NEW $80.34 +120.1%
2680 BEN FRANKLIN RESOURCES INC Financial Services 4,548.0 $109K NEW $23.89 +38.9%
Page 134 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%