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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 133 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2641 GXO GXO LOGISTICS INCORPORATED Industrials 2,233.0 $118K NEW $52.64 -5.1%
2642 JBND J P MORGAN EXCHANGE TRADED F 2,172.0 $117K NEW $54.07 -1.1%
2643 BHR BRAEMAR HOTELS & RESORTS INC Real Estate 40,914.0 $117K NEW $2.87 -28.9%
2644 ICUI ICU MED INC Healthcare 823.0 $117K NEW $142.67 -0.2%
2645 KBR KBR INC Industrials 2,914.0 $117K NEW $40.20 -12.9%
2646 FCOM FIDELITY COVINGTON TRUST 1,594.0 $117K NEW $73.28 -1.6%
2647 BPOP POPULAR INC Financial Services 938.0 $117K NEW $124.52 +28.8%
2648 SR SPIRE INC Utilities 1,411.0 $117K NEW $82.74 -5.3%
2649 CMC COMMERCIAL METALS CO Basic Materials 1,673.0 $116K NEW $69.24 +10.8%
2650 CDNA CAREDX INC Healthcare 6,135.0 $116K NEW $18.84 +23.4%
2651 DY DYCOM INDS INC Industrials 342.0 $116K NEW $337.90 +39.6%
2652 PSO PEARSON PLC Communication Services 8,214.0 $115K NEW $14.04 +8.9%
2653 LKQ LKQ CORP Consumer Cyclical 3,818.0 $115K NEW $30.21 -13.1%
2654 IVZ INVESCO LTD Financial Services 4,361.0 $115K NEW $26.28 +11.1%
2655 HPS HANCOCK JOHN PFD INCOME FD I Financial Services 7,937.0 $114K NEW $14.41 +0.4%
2656 ISD PGIM HIGH YIELD BOND FUND IN Financial Services 7,881.0 $114K NEW $14.47 -11.3%
2657 VIRTUS EQUITY & CONV INCM FD 4,569.0 $114K NEW $24.92
2658 DJIA GLOBAL X FDS 5,170.0 $114K NEW $22.00 +0.4%
2659 NXST NEXSTAR MEDIA GROUP INC Communication Services 557.0 $113K NEW $203.66 -15.5%
2660 VVR INVESCO SR INCOME TR Financial Services 34,690.0 $113K NEW $3.27 -9.2%
Page 133 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%