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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 125 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2481 FNK FIRST TR EXCHANGE-TRADED ALP 2,876.0 $160K NEW $55.66 +7.3%
2482 EMKT LAZARD ACTIVE ETF TR 6,382.0 $160K NEW $25.08 +28.9%
2483 TWO HBRS INVT CORP 15,169.0 $159K NEW $10.50
2484 LEO BNY MELLON STRATEGIC MUNS IN Financial Services 25,000.0 $159K NEW $6.36 +0.2%
2485 CRDF CARDIFF ONCOLOGY INC Healthcare 56,500.0 $159K NEW $2.81 -57.8%
2486 RFV INVESCO EXCHANGE TRADED FD T 1,237.0 $158K NEW $127.88 +11.4%
2487 EEFT EURONET WORLDWIDE INC Technology 2,078.0 $158K NEW $76.11 -12.7%
2488 RUSHA RUSH ENTERPRISES INC Consumer Cyclical 2,926.0 $158K NEW $53.97 +25.2%
2489 SPIRE GLOBAL INC 21,022.0 $158K NEW $7.50
2490 ATRC ATRICURE INC Healthcare 3,983.0 $158K NEW $39.56 -31.7%
2491 HTZ HERTZ GLOBAL HLDGS INC Industrials 30,654.0 $158K NEW $5.14 -6.3%
2492 RRX REGAL REXNORD CORPORATION Industrials 1,121.0 $158K NEW $140.54 +56.9%
2493 ISHARES TR 7,000.0 $157K NEW $22.47
2494 SUNPOWER INC 100,000.0 $157K NEW $1.57
2495 LXP INDUSTRIAL TRUST 3,327.0 $157K NEW $47.10
2496 IWC ISHARES TR 992.0 $156K NEW $157.70 +19.1%
2497 NTB BANK OF NT BUTTERFIELD&SON L Financial Services 3,134.0 $156K NEW $49.82 +16.1%
2498 ALT ALTIMMUNE INC Healthcare 43,167.0 $156K NEW $3.61 -27.0%
2499 HRB BLOCK H & R INC Consumer Cyclical 3,569.0 $156K NEW $43.59 -18.4%
2500 QIAGEN NV 3,450.0 $155K NEW $44.97
Page 125 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%